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Principled Wealth Advisors, LLC

Principled Wealth Advisors, LLC. CRD 138143

Principled Wealth Advisors, LLC logo

CRD: 138143

Principled Wealth Advisors, LLC

Covington, KY, 41011
8599572737
$252.1M Total AUM
$247.4M Disc. AUM
-- 3Y CAGR
5 Employees
157 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS · LPL Financial · SEI
Clients
Retail and Institutional
Platforms
Peak summit
Established Date
01-03-2006
Office Locations
1

Office Locations

100 East Rivercenter Blvd Suite 810 Covington KY

About Principled Wealth Advisors, LLC

Principled Wealth Advisors is an independent financial planning and wealth management firm serving clients locally and nationwide. The team uses a holistic, goals-first process that incorporates each client's principles to shape planning strategies and portfolio decisions, providing strategic guidance aimed at building long-term financial confidence for families. Advisors bring 75+ years of combined experience.

Team overview

39 AVG AGE
$126.1M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
13.6 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
20yrs Firm Age

Insights

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Asset Classes

Oak delta Delta Radial frontier Momentum Pathway fusion Pioneer harbor Oak Ridge prime

Custodian

Harbor

Investment Themes

Delta Oak alpha Eagle Vector Ridge bridge Harbor momentum Ridge momentum Signal summit

Investment Vehicles

Crest

Services

Timber Oak insight Alpha bridge Prime oak Legacy Legacy ember Insight matrix Summit zenith Radial pathway

Technology

Value

Owner & Executives

JEREME SEBASTIAN RANSICK

JEREME SEBASTIAN RANSICK

Chief Compliance Officer, Chief Operating Officer, Financial Advisor, Product Manager

CRD
#4746247
Ownership
75% or more
(371) 515-8181
ridge.glacier@quantumcapital.com
in linkedin.com/in/crest-horizon
LUKE THOMAS MERRY

LUKE THOMAS MERRY

Financial Advisor, General Partner

CRD
#6203568
Ownership
Less than 5%
(778) 858-3765
eagle.foundation@capitalcapital.com
in linkedin.com/in/harbor-element

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-22-2026
Category Assets AVG. Account size
Discretionary $247,420,994 $326,413
Non-Discretionary $4,688,492 $187,540
Total $252,109,486 $321,979

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Separately Managed Accounts

Total SMA Asset: $252,109,486

$252.1M Total SMA
Public Funds:
21.1%
Equity - Exchange:
6.5%
Other:
11.2%
Cash:
20.8%
Equity - OTC:
21.1%
Municipal Bonds:
11.3%
U.S. Government/Agency:
8.0%
Asset class Assets Assets %
Public Funds $1,282,287,866 21.1%
Equity - Exchange $395,017,589 6.5%
Other $680,645,692 11.2%
Cash $1,264,056,285 20.8%
Equity - OTC $1,282,287,866 21.1%
Municipal Bonds $686,722,885 11.3%
U.S. Government/Agency $486,175,493 8.0%
Total $6,077,193,676 100.0%

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