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- Custodian
- Axos ยท E*TRADE
- Clients
- Retail
- Platforms
- MeridianVector prime +more
- Established Date
- 06-30-2015
- Office Locations
- 1
Office Locations
About Private Client Services Group, LLC
Private Client Services Group, LLC provides retail-focused financial planning and investment planning, including portfolio construction, retirement planning, and insurance/life insurance support, with a client focus that includes business owners. Portfolios emphasize asset allocation and risk management and commonly use ETFs and mutual funds. A notable angle for distribution teams: the firm positions itself as a partner for advisors breaking away from a broker/dealer to operate independently (custody/clearing includes Axos).
Team overview
Insights
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
ROGER LEE THOMPSON
Chief Compliance Officer, Manager, Owner
- CRD
- #2372311
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $7,413,152 | -- |
| Non-Discretionary | $0 | -- |
| Total | $7,413,152 | -- |
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Separately Managed Accounts
Total SMA Asset: $7,413,152
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $443,528,677 | 34.7% |
| Public Funds | $419,243,245 | 32.8% |
| Cash | $415,408,703 | 32.5% |
| Total | $1,278,180,625 | 100.0% |