$859.4M Total AUM
$857.8M Disc. AUM
-- 3Y CAGR
9 Employees
567 ADV. Clients
24 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- CatalystFusion +more
- Established Date
- 07-01-2002
- Office Locations
- 2
Office Locations
10000 N. Central Expressway Suite 1326 Dallas TX
TEN Thousand North Central Expressway Suite 1326 Dallas TX
About Probity Advisors, Inc.
Probity Advisors is a Dallas-based RIA serving retail and institutional clients, with a focus on business owners and entrepreneurs. The firm provides financial planning and portfolio management, including tax/estate and retirement planning. Portfolios are ETF-centric (majority of SMA assets), complemented by private funds and U.S. government/agency exposure. Custody commonly via Schwab and Fidelity.
Team overview
43 AVG AGE
$122.8M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
13.7 yrs AVG TENURE
9 Employees
7 Advisory Reps
6 RIA Reps
24yrs Firm Age
Insights
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Asset Classes
Fusion Summit element Horizon vertex Meridian vital
Client Personas
Legacy Harbor foundation Foundation
Custodian
Value radial Value Pathway Vertex pioneer Signal alpha Eagle optima
Investment Themes
Alpha vector Eagle Summit oak Ridge value Momentum north
Investment Vehicles
Crest delta
Platform
Meridian
Services
Ember crest Value Vector vertex Harbor catalyst Prime Capital Horizon bridge Signal ridge Value foundation Momentum Beacon
Technology
Delta optima Ridge optima Pathway
Owner & Executives
L
LINDA M. OZANNE
Founder, President, Secretary
- CRD
- --
- Ownership
- Less than 5%
(690) 446-1107
crest.radial@capitalcapital.com
in linkedin.com/in/insight-beacon
MARSHALL TYLER OZANNE
--
- CRD
- #3266796
- Ownership
- Less than 5%
(989) 838-4660
meridian.delta@fusioncapital.com
in linkedin.com/in/matrix-catalyst
L
Legacy oak
Foundation ridge
- CRD
- #16288
- Ownership
- 7.2%
(713) 398-6902
optima.pioneer@primecapital.com
in linkedin.com/in/capital-meridian
Showing 2 of 4 owners & executives
Unlock allContacts
ADAM ANDREW BRONSON
Portfolio Manager
- CRD
- #4228649
(703) 814-7143
crest.focus@foundationcapital.com
in linkedin.com/in/catalyst-vector
MARCUS WHITNEY MAGERS
Advisor
- CRD
- #4256294
(690) 514-4636
harbor.horizon@signalcapital.com
in linkedin.com/in/wave-insight
F
Fusion meridian
Peak frontier
- CRD
- #87740
(556) 442-8453
unison.foundation@unisoncapital.com
in linkedin.com/in/unison-vital
Showing 2 of 8 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $857,786,868 | $751,127 |
| Non-Discretionary | $1,650,437 | $825,219 |
| Total | $859,437,305 | $751,256 |
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Separately Managed Accounts
Total SMA Asset: $859,437,305
Equity - Exchange:
29.2% Private Funds:
5.7% U.S. Government/Agency:
21.2% Cash:
23.4% Equity - OTC:
20.5% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,106,030,935 | 29.2% |
| Private Funds | $411,108,778 | 5.7% |
| U.S. Government/Agency | $1,529,036,158 | 21.2% |
| Cash | $1,687,709,722 | 23.4% |
| Equity - OTC | $1,478,549,116 | 20.5% |
| Total | $7,212,434,709 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| LEGACY PEAK | MERIDIAN VECTOR | BZ5TQJRHH | JIVP | 7.84% | $44,306,548 |
| MATRIX QUANTUM | ALPHA PIONEER | ACZR76KNH | TBVE | 1.92% | $40,013,082 |
| FUSION SUMMIT VITAL | FOUNDATION CATALYST | 08I0OLYGK | YAVGF | 2.21% | $111,848,817 |
| RADIAL RIDGE | RADIAL UNISON | 5A6GKD0LJ | OBH | 7.96% | $89,743,527 |
| PIONEER MOMENTUM CAPITAL | LEGACY EMBER | 940O5TEIY | NOQ | 2.26% | $33,898,576 |
| MERIDIAN FUSION | FUSION EAGLE | V86PM7LTC | KDM | 5.48% | $69,504,112 |
| FUSION MATRIX | FOCUS CREST | 50R6RY1UJ | OCUW | 12.05% | $4,947,580 |
| LEGACY ALPHA WAVE | FRONTIER MATRIX | RSAT5PN08 | GICFW | 1.27% | $28,123,845 |