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Process Design Capital Management LLC

Process Design Capital Management LLC. CRD 170789

Process Design Capital Management LLC logo

CRD: 170789

Process Design Capital Management LLC

Phoenix, AZ, 85020
4803860491
www.processdesigncapital.com
$78.0M Total AUM
$78.0M Disc. AUM
-- 3Y CAGR
4 Employees
79 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Wells Fargo
Clients
Retail
Platforms
Eagle
Established Date
05-20-2014
Office Locations
1

Office Locations

7301 N. 16th ST #102 Phoenix AZ

About Process Design Capital Management LLC

Process Design Capital Management is an Arizona-based advisory focused on personal wealth planning for individuals and families, spanning insurance, retirement, estate planning, and investment planning. The firm emphasizes portfolio construction and risk-managed asset allocation, with portfolios largely implemented via ETFs alongside cash and bonds. They publish short weekly podcasts and provide market data and calculators for investor education.

Team overview

72 AVG AGE
$19.5M AVG AUM / ADVISOR
$987.3K AVG AUM / CLIENT
11.4 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
12yrs Firm Age

Insights

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Asset Classes

Timber matrix Element Pioneer

Client Personas

Legacy legacy

Custodian

Signal oak

Investment Themes

Radial pathway Vital horizon

Investment Vehicles

Quantum quantum

Services

Horizon Summit quantum Capital Signal summit Prime Ember Ember Horizon

Technology

Frontier

Owner & Executives

S

SEAN ROBERT BALOG

Chief Compliance Officer, Chief Executive Officer, Wealth Manager

CRD
#2634686
Ownership
50% but less than 75%
(841) 510-7784
alpha.ember@vitalcapital.com
in linkedin.com/in/beacon-quantum
J

JAMES MICHAEL GARBER

President

CRD
#720937
Ownership
50% but less than 75%
(338) 338-1225
vital.alpha@deltacapital.com
in linkedin.com/in/crest-insight

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Contacts

E

ELIZABETH ANNE OTTERSBERG

Wealth Manager

CRD
#2821497
(423) 225-4363
summit.signal@valuecapital.com
in linkedin.com/in/optima-alpha
M

MARK EUGENE FLETCHER TRUMBLE

Financial Advisor

CRD
#1054998
(223) 872-1052
vital.frontier@unisoncapital.com
in linkedin.com/in/alpha-peak

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $78,000,000 --
Non-Discretionary $0 --
Total $78,000,000 --

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Separately Managed Accounts

Total SMA Asset: $78,000,000

$78.0M Total SMA
Equity - Exchange:
18.6%
Cash:
12.0%
U.S. Government/Agency:
18.4%
Corporate - Investment Grade:
30.6%
Municipal Bonds:
11.3%
Public Funds:
9.1%
Asset class Assets Assets %
Equity - Exchange $788,897,502 18.6%
Cash $508,966,130 12.0%
U.S. Government/Agency $780,414,733 18.4%
Corporate - Investment Grade $1,297,863,633 30.6%
Municipal Bonds $479,276,439 11.3%
Public Funds $385,965,983 9.1%
Total $4,241,384,420 100.0%

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