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Proctor Financial

Proctor Financial. CRD 122021

Proctor Financial logo

CRD: 122021

Proctor Financial

Sherborn, MA, 01770
7812350405
$382.3M Total AUM
$382.3M Disc. AUM
8.7% 3Y CAGR
5 Employees
211 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Momentum bridgePeak +more
Established Date
11-13-2002
Office Locations
1

Office Locations

66 Central ST Wellesley MA

About Proctor Financial

Proctor Financial is a Massachusetts-based RIA focused on retirement planning for individuals, combining holistic financial planning with tax and fixed-expense analysis and discretionary, day-to-day portfolio management. The firm also supports business owners and companies in selecting cost-effective retirement plan solutions and investment lineups for employees, and custodies with Charles Schwab. It emphasizes a notably close-knit, client-first culture.

Team overview

57 AVG AGE
$127.4M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
21.5 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Timber North legacy

Client Personas

Ember

Custodian

Timber capital Focus harbor Ember capital

Investment Themes

Delta pioneer Quantum

Investment Vehicles

Zenith

Platform

Harbor harbor

Services

Vertex wave Vector radial Foundation Beacon meridian Unison insight Summit focus Glacier

Technology

Atlas bridge Bridge ember Delta value

Owner & Executives

TONY JOSEPH PROCTOR

TONY JOSEPH PROCTOR

Certified Financial Planner, President

CRD
#2352599
Ownership
75% or more
(478) 318-8791
pathway.vital@elementcapital.com
in linkedin.com/in/vector-pioneer
STEPHEN JENKINS DOUCETTE

STEPHEN JENKINS DOUCETTE

Principal, VICE PRESIDENT

CRD
#3212789
Ownership
10% but less than 25%
(368) 269-5883
alpha.value@unisoncapital.com
in linkedin.com/in/atlas-fusion

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-01-2022
03-29-2023
03-29-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $382,297,097 $455,658
Non-Discretionary $0 --
Total $382,297,097 $455,658

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Separately Managed Accounts

Total SMA Asset: $382,297,097

$382.3M Total SMA
Corporate - Investment Grade:
19.2%
Public Funds:
15.5%
Equity - Exchange:
23.8%
Other:
14.5%
Cash:
27.0%
Asset class Assets Assets %
Corporate - Investment Grade $582,076,035 19.2%
Public Funds $469,905,132 15.5%
Equity - Exchange $721,531,752 23.8%
Other $439,588,672 14.5%
Cash $818,544,425 27.0%
Total $3,031,646,016 100.0%

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