CRD: 118117
Professional Financial Management, Inc.
$304.1M Total AUM
$298.6M Disc. AUM
-- 3Y CAGR
2 Employees
168 ADV. Clients
20 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- OakDelta +more
- Established Date
- 08-24-2005
- Office Locations
- 2
Office Locations
2066 Stadium DR STE 101 Bozeman MT
945 Technology Blvd STE 102 Bozeman MT
About Professional Financial Management, Inc.
Professional Financial Management, Inc. is a Bozeman, MT fee-only fiduciary RIA (providing guidance since 1991) that builds custom financial plans and investment portfolios for individuals and families—often professionals and retirees—across the Northwest and beyond. The firm emphasizes research-driven, academically rooted advice, with portfolios largely implemented using public funds and ETFs and custody via Charles Schwab.
Team overview
41 AVG AGE
$152.0M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
14.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
20yrs Firm Age
Insights
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Asset Classes
Pathway Ember prime Wave
Client Personas
Radial
Custodian
Harbor signal Delta crest
Investment Themes
Unison Bridge glacier Legacy
Investment Vehicles
Ember wave Atlas
Platform
Vector vector Wave quantum
Services
Wave prime Signal oak Frontier Focus Momentum Element Pioneer harbor Beacon
Technology
Timber Catalyst Quantum pathway
Owner & Executives
DOUGLAS MENZIE BABCOCK
Financial Advisor, President
- CRD
- #2499954
- Ownership
- 75% or more
(923) 401-7257
eagle.timber@wavecapital.com
in linkedin.com/in/pathway-ridge
Showing 1 of 1 owners & executives
Unlock allContacts
BRANDON MICHAEL SMITH
Financial Advisor
- CRD
- #6469065
(892) 601-5909
momentum.harbor@focuscapital.com
in linkedin.com/in/zenith-optima
Showing 1 of 2 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $298,559,076 | $435,217 |
| Non-Discretionary | $5,537,364 | $922,894 |
| Total | $304,096,440 | $439,446 |
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Separately Managed Accounts
Total SMA Asset: $304,096,440
Public Funds:
25.3% Equity - Exchange:
14.6% Cash:
24.6% Equity - OTC:
13.7% U.S. Government/Agency:
21.8% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,667,278,808 | 25.3% |
| Equity - Exchange | $962,145,083 | 14.6% |
| Cash | $1,621,148,564 | 24.6% |
| Equity - OTC | $902,834,770 | 13.7% |
| U.S. Government/Agency | $1,436,627,589 | 21.8% |
| Total | $6,590,034,814 | 100.0% |