CRD: 118117
Professional Financial Management, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- OakDelta +more
- Established Date
- 08-24-2005
- Office Locations
- 2
Office Locations
About Professional Financial Management, Inc.
Professional Financial Management, Inc. is a Bozeman, MT fee-only fiduciary RIA (providing guidance since 1991) that builds custom financial plans and investment portfolios for individuals and families—often professionals and retirees—across the Northwest and beyond. The firm emphasizes research-driven, academically rooted advice, with portfolios largely implemented using public funds and ETFs and custody via Charles Schwab.
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Owner & Executives
DOUGLAS MENZIE BABCOCK
Chief Compliance Officer, Financial Advisor, General Partner, President
- CRD
- #2499954
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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BRANDON MICHAEL SMITH
Financial Advisor
- CRD
- #6469065
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $298,559,076 | $435,217 |
| Non-Discretionary | $5,537,364 | $922,894 |
| Total | $304,096,440 | $439,446 |
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Separately Managed Accounts
Total SMA Asset: $304,096,440
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,667,278,808 | 25.3% |
| Equity - Exchange | $962,145,083 | 14.6% |
| Cash | $1,621,148,564 | 24.6% |
| Equity - OTC | $902,834,770 | 13.7% |
| U.S. Government/Agency | $1,436,627,589 | 21.8% |
| Total | $6,590,034,814 | 100.0% |