CRD: 154016
Professional Financial Management, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Summit north
- Established Date
- 06-29-2010
- Office Locations
- 1
Office Locations
About Professional Financial Management, Inc.
Professional Financial Management, Inc. is a fee-only advisory firm in Appleton, WI providing financial planning and discretionary portfolio management for individuals and families across life stages, with a strong emphasis on retirement planning. The team builds diversified, risk- and time-horizon-aligned portfolios (often using ETFs and public funds) and supports broader wealth needs including tax coordination, insurance planning, and estate planning implementation with clients’ attorneys. Custody includes Charles Schwab.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
KIRT DOUGLAS REZEK
Wealth Advisor
- CRD
- #3209093
- Ownership
- 25% but less than 50%
DONALD ALLEN SWAIN
Financial Advisor, VICE PRESIDENT
- CRD
- #5619107
- Ownership
- 25% but less than 50%
Glacier signal
Atlas harbor
- CRD
- #33460
- Ownership
- 17.2%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $100,816,804 | $182,309 |
| Non-Discretionary | $14,703,751 | $138,715 |
| Total | $115,520,555 | $175,297 |
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Separately Managed Accounts
Total SMA Asset: $115,520,555
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,580,568,998 | 38.3% |
| Equity - Exchange | $767,587,033 | 18.6% |
| Cash | $1,778,655,975 | 43.1% |
| Total | $4,126,812,006 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VALUE FOCUS | ATLAS ELEMENT | A11QON4LN | MZFI | 10.90% | $34,864,588 |
| NORTH SIGNAL INSIGHT | INSIGHT ATLAS | WDT52L6JN | YUQ | 12.40% | $80,034,463 |
| MERIDIAN SIGNAL | PATHWAY OPTIMA | H8WU8R5W7 | MXA | 6.48% | $70,378,001 |
| TIMBER GLACIER PATHWAY | PATHWAY VECTOR | 3Y1Q8BIAL | JSJ | 8.46% | $59,236,433 |
| HORIZON FUSION | BEACON CATALYST | TQ5GC579Q | TZOE | 7.48% | $119,055,006 |
| VERTEX INSIGHT BEACON | CAPITAL TIMBER | U29DP8T7N | SMM | 9.08% | $119,374,819 |
| CREST HORIZON CAPITAL | CATALYST FOUNDATION | B64TA46WQ | CHDX | 4.89% | $74,453,119 |
| ATLAS WAVE ATLAS | ELEMENT FRONTIER | JUMNEUA1X | QVEN | 4.77% | $39,522,222 |