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Prospect Advisors, LLC

Prospect Advisors, LLC. CRD 155337

Prospect Advisors, LLC logo

CRD: 155337

Prospect Advisors, LLC

Stamford, CT
2033888712
$26.0M Total AUM
$26.0M Disc. AUM
-- 3Y CAGR
1 Employees
5 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Atlas
Established Date
11-09-2010
Office Locations
1

Office Locations

-- Stamford CT

About Prospect Advisors, LLC

Prospect Advisors, LLC (ProspectCap.com) is an investment manager focused on private credit and structured credit, originating middle-market loans and making select equity-linked investments in cash-flowing businesses. The firm also invests in commercial real estate through majority/shared-control equity and flexible financing, and allocates to CLO equity and debt tranches across primary and secondary markets to pursue long-term value across market cycles.

Team overview

62 AVG AGE
$26.0M AVG AUM / ADVISOR
$5.2M AVG AUM / CLIENT
15.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
15yrs Firm Age

Insights

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Asset Classes

Insight Radial vital Pathway Signal Prime vertex Quantum alpha Vital foundation Foundation

Client Personas

Ridge

Custodian

Alpha Prime Optima bridge Frontier

Investment Themes

Pathway Prime Summit oak Quantum

Investment Vehicles

Pathway fusion Crest

Services

Delta crest

Technology

Element

Owner & Executives

A

ALBERT CURTIS SEBASTIAN

Chief Compliance Officer, Founder, Portfolio Manager, President

CRD
#1911340
Ownership
75% or more
(223) 524-5626
prime.eagle@vertexcapital.com
in linkedin.com/in/bridge-signal

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $26,000,000 --
Non-Discretionary $0 --
Total $26,000,000 --

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Separately Managed Accounts

Total SMA Asset: $26,000,000

$26.0M Total SMA
Equity - Exchange:
40.5%
Cash:
59.5%
Asset class Assets Assets %
Equity - Exchange $1,366,513,395 40.5%
Cash $2,007,593,754 59.5%
Total $3,374,107,149 100.0%

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