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Prospect Financial Group LLC

Prospect Financial Group LLC. CRD 133953

Prospect Financial Group LLC logo

CRD: 133953

Prospect Financial Group LLC

Arlington, VA
7038529673
$204.4M Total AUM
$204.4M Disc. AUM
12.5% 3Y CAGR
2 Employees
49 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
American Funds · Charles Schwab & Company
Clients
Retail
Platforms
Pioneer
Established Date
02-17-2005
Office Locations
2

Office Locations

-- Arlington VA
-- Buffalo Grove IL

About Prospect Financial Group LLC

Prospect Financial Group is a fee-only, fiduciary RIA providing comprehensive financial planning, implementation support, and investment management for clients in the Washington, D.C. area and beyond. It builds top-down, research-driven custom portfolios coordinated across an entire household, including 401(k)s and held-away accounts, with transparent reporting. The firm’s custodian relationships include Charles Schwab, and it is led by CFP Jill Curran, with an engineering and business analytics background.

Team overview

-- AVG AGE
$102.2M AVG AUM / ADVISOR
$4.2M AVG AUM / CLIENT
10.7 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Frontier

Client Personas

Optima

Custodian

Optima Peak oak Catalyst Frontier harbor Matrix Alpha

Investment Themes

Quantum

Investment Vehicles

Summit zenith

Platform

Pioneer meridian Momentum

Services

Vital Zenith Alpha element Vector Oak legacy Eagle prime

Technology

Timber signal

Owner & Executives

G

GILLIAN EDGAR CURRAN

Chief Compliance Officer, President

CRD
#4902408
Ownership
75% or more
(514) 533-3586
fusion.matrix@glaciercapital.com
in linkedin.com/in/radial-pioneer

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Contacts

M

Michele Diane Bush

--

CRD
#6634682
(939) 929-4739
vital.alpha@momentumcapital.com
in linkedin.com/in/optima-north

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-01-2022
01-26-2023
03-15-2024
02-12-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $204,400,000 $626,994
Non-Discretionary $0 --
Total $204,400,000 $626,994

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Separately Managed Accounts

Total SMA Asset: $204,400,000

$204.4M Total SMA
Equity - Exchange:
7.7%
Public Funds:
11.1%
Cash:
34.0%
Equity - OTC:
8.7%
Private Funds:
38.5%
Asset class Assets Assets %
Equity - Exchange $500,145,422 7.7%
Public Funds $720,988,855 11.1%
Cash $2,208,434,331 34.0%
Equity - OTC $565,099,373 8.7%
Private Funds $2,500,727,109 38.5%
Total $6,495,395,090 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
NORTH RIDGE INSIGHT PIONEER 676SOTRH0 RIWIP 2.24% $44,345,106
LEGACY OAK GLACIER SUMMIT W3ME8U3XZ YQOCM 12.07% $106,690,913
FOCUS VERTEX NORTH GLACIER LEGACY JZYHAS0OK NTAO 9.00% $67,007,365
EAGLE FRONTIER EAGLE UNISON UPRWDOFEU HQVZH 9.68% $95,316,379
SIGNAL FOCUS HARBOR WAVE U4R7I1DE4 RTPU 4.41% $9,319,536
QUANTUM VERTEX UNISON ATLAS 56JHT75B5 LXN 9.74% $83,384,658
LEGACY INSIGHT QUANTUM FOCUS VERTEX LC4FY4QQS XJZID 12.42% $75,249,882
GLACIER DELTA UNISON FRONTIER ON6TI6EZI EDBB 7.30% $38,635,157

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