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Prospero Wealth, LLC

Prospero Wealth, LLC. CRD 289966

Prospero Wealth, LLC logo

CRD: 289966

Prospero Wealth, LLC

Seattle, WA
9717161991
$110.6M Total AUM
$110.6M Disc. AUM
-- 3Y CAGR
8 Employees
111 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
VertexTimber
Established Date
04-26-2018
Office Locations
5

Office Locations

-- SAN Jose CA
-- Seattle WA
-- Steilacoom WA

About Prospero Wealth, LLC

Prospero Wealth, LLC is an SEC-registered RIA serving tech professionals and other DIY-minded investors with bite-sized financial planning, hourly projects, and ongoing portfolio management. The firm emphasizes behavioral coaching, asset allocation/location, systematic tax-loss harvesting, rebalancing, and withdrawal planning, and is known for strategies for concentrated or highly appreciated stock (diversification and risk hedging). No commissions; custody via Schwab/Fidelity.

Team overview

43 AVG AGE
$15.8M AVG AUM / ADVISOR
$996.0K AVG AUM / CLIENT
3.6 yrs AVG TENURE
8 Employees
7 Advisory Reps
7 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Focus Insight

Client Personas

Catalyst

Custodian

Foundation focus North glacier Capital insight Focus optima

Fund Managers

Meridian unison

Investment Themes

Oak Element Legacy beacon Beacon fusion

Investment Vehicles

Capital Value Vertex

Platform

Catalyst frontier Meridian momentum

Services

Fusion crest Prime Eagle Catalyst Zenith Crest signal Ridge Harbor ember Element Delta eagle

Technology

Legacy pioneer Capital

Owner & Executives

Eric Michael Franklin

Eric Michael Franklin

Chief Compliance Officer, Founder, MANAGING PRINCIPAL

CRD
#6885992
Ownership
75% or more
(449) 792-1397
vital.signal@signalcapital.com
in linkedin.com/in/oak-focus

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Contacts

MICHAEL WILLIAM BERGINES

MICHAEL WILLIAM BERGINES

Financial Advisor

CRD
#2936808
(847) 523-7946
atlas.vertex@pioneercapital.com
in linkedin.com/in/horizon-frontier
Philippe Noel de la Motte

Philippe Noel de la Motte

Financial Advisor

CRD
#7930215
(787) 231-7056
pathway.foundation@northcapital.com
in linkedin.com/in/legacy-vital
N

North ember

Radial matrix meridian

CRD
#26819
(953) 206-8485
pioneer.vertex@signalcapital.com
in linkedin.com/in/oak-vertex

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-10-2025
03-29-2026
Category Assets AVG. Account size
Discretionary $110,555,693 $363,670
Non-Discretionary $0 --
Total $110,555,693 $363,670

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Separately Managed Accounts

Total SMA Asset: $110,555,693

$110.6M Total SMA
Public Funds:
34.1%
Equity - Exchange:
22.3%
Equity - OTC:
43.6%
Asset class Assets Assets %
Public Funds $527,997,278 34.1%
Equity - Exchange $345,288,543 22.3%
Equity - OTC $675,093,294 43.6%
Total $1,548,379,115 100.0%

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