CRD: 174631
Providence Capital Advisors, LLC
$1.1B Total AUM
$1.1B Disc. AUM
19.8% 3Y CAGR
14 Employees
429 ADV. Clients
11 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Unison insightAlpha
- Established Date
- 02-02-2015
- Office Locations
- 1
Office Locations
4500 Cameron Valley Parkway Suite 270 Charlotte NC
About Providence Capital Advisors, LLC
Providence Capital Advisors is a Charlotte, NC RIA delivering integrated financial planning and investment management through a team-based model. The firm emphasizes deep client needs analysis and customized portfolio construction and security selection, often implemented with ETFs. Custody is primarily through Fidelity/NFS, serving both retail and institutional relationships.
Team overview
43 AVG AGE
$153.2M AVG AUM / ADVISOR
$2.5M AVG AUM / CLIENT
7.8 yrs AVG TENURE
14 Employees
7 Advisory Reps
7 RIA Reps
11yrs Firm Age
Insights
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Asset Classes
Beacon prime Ridge Focus foundation
Client Personas
Wave
Custodian
Vector Momentum Optima wave
Investment Themes
Capital summit Glacier North
Investment Vehicles
Wave Vector
Platform
Signal capital Prime
Services
Eagle pathway Delta delta Fusion vector Horizon element Meridian Legacy optima
Technology
Eagle Zenith
Owner & Executives
BRIAN SUMMERS JONES
Advisor, DIRECTOR OF FINANCIAL PLANNING, Managing Member
- CRD
- #4508120
- Ownership
- 25% but less than 50%
(538) 758-4784
frontier.matrix@crestcapital.com
in linkedin.com/in/ridge-atlas
S
STEPHEN PATRICK RATCLIFFE
Advisor, DIRECTOR OF FINANCIAL PLANNING, Managing Member
- CRD
- #4497072
- Ownership
- 25% but less than 50%
(269) 652-5484
delta.meridian@legacycapital.com
in linkedin.com/in/north-value
O
Optima timber
Crest legacy glacier
- CRD
- #96983
- Ownership
- 42.6%
(982) 605-5095
glacier.summit@beaconcapital.com
in linkedin.com/in/north-value
Showing 2 of 5 owners & executives
Unlock allContacts
B
BRIAN MICHAEL HUFF
--
- CRD
- #8047564
(800) 556-3319
matrix.crest@foundationcapital.com
in linkedin.com/in/prime-focus
David Huff
Wealth Advisor
- CRD
- #5779230
(686) 920-4850
alpha.insight@optimacapital.com
in linkedin.com/in/ember-vector
Showing 2 of 7 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,058,311,466 | $387,518 |
| Non-Discretionary | $13,742,518 | $981,608 |
| Total | $1,072,053,984 | $390,548 |
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Separately Managed Accounts
Total SMA Asset: $1,072,053,984
Equity - Exchange:
21.1% Corporate - Investment Grade:
10.4% Cash:
17.9% Public Funds:
8.7% Municipal Bonds:
4.7% Private Funds:
19.3% U.S. Government/Agency:
17.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $603,510,965 | 21.1% |
| Corporate - Investment Grade | $297,465,120 | 10.4% |
| Cash | $511,983,235 | 17.9% |
| Public Funds | $248,841,014 | 8.7% |
| Municipal Bonds | $134,431,352 | 4.7% |
| Private Funds | $552,026,617 | 19.3% |
| U.S. Government/Agency | $511,983,235 | 17.9% |
| Total | $2,860,241,538 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| UNISON FOUNDATION | QUANTUM HARBOR | FCT92FRQV | PFM | 8.88% | $87,234,218 |
| ALPHA FRONTIER BRIDGE | MATRIX UNISON | KVDM6V3HS | QILR | 6.31% | $80,532,954 |
| VALUE PATHWAY PRIME | NORTH RADIAL | HUO89FLF5 | NZN | 2.53% | $40,582,629 |
| OPTIMA ATLAS | BRIDGE FOCUS | MLIR4B1SU | EWQ | 12.57% | $115,803,112 |
| RIDGE RIDGE UNISON | MOMENTUM PIONEER | KRAGW5QXP | PPXFP | 9.87% | $113,995,504 |
| DELTA FOUNDATION CAPITAL | NORTH OPTIMA | 148AVW419 | IKJ | 9.54% | $36,867,332 |
| SIGNAL EAGLE CATALYST | RADIAL FRONTIER | CAKEM8PLZ | RTSN | 1.01% | $59,476,588 |
| ALPHA GLACIER BEACON | RADIAL INSIGHT | EN3NEGBUF | DVHP | 9.45% | $44,190,200 |