This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท TD Ameritrade
- Clients
- Retail
- Platforms
- Beacon atlasCapital
- Established Date
- 05-05-2011
- Office Locations
- 2
Office Locations
About Prudent Investors
Prudent Investors is a Lake Forest, CA RIA providing financial planning and wealth management, including portfolio construction, estate and retirement planning, and insurance planning. Managed portfolios are heavily ETF-based, with mutual funds and fixed income/alternatives used as needed. Serves retail clients including entrepreneurs and athletes, with custody primarily at Charles Schwab (TD Ameritrade legacy) and planning/ops tools including Advyzon and eMoney.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Jeremy Le Van Lau
Certified Financial Planner, Chief Executive Officer
- CRD
- #6812603
- Ownership
- 75% or more
ANNA YEN KIM
Chief Compliance Officer, Senior Advisor
- CRD
- #4710526
- Ownership
- Less than 5%
Element oak
Insight value
- CRD
- #40834
- Ownership
- 23.2%
Showing 2 of 3 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $515,799,473 | $769,850 |
| Non-Discretionary | $0 | -- |
| Total | $515,799,473 | $769,850 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $515,799,473
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,566,979,070 | 23.7% |
| Public Funds | $1,533,920,440 | 23.2% |
| Cash | $489,267,727 | 7.4% |
| Other | $1,447,968,002 | 21.9% |
| Corporate - Investment Grade | $833,077,480 | 12.6% |
| Municipal Bonds | $740,513,316 | 11.2% |
| Total | $6,611,726,035 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| MOMENTUM ALPHA | EAGLE VECTOR | QLM08GXCZ | NRXV | 6.31% | $30,854,274 |
| CAPITAL LEGACY PEAK | VALUE VERTEX | NN48UGEF2 | HIF | 12.20% | $35,830,056 |
| VECTOR VITAL | UNISON SIGNAL | PMTKRP3SI | OIQKW | 11.12% | $22,971,139 |
| CATALYST FOCUS | MATRIX FOUNDATION | 2FKGO3QJZ | LUIC | 7.71% | $2,738,130 |
| FUSION PRIME OPTIMA | BRIDGE PEAK | ML50YITZA | NKN | 5.95% | $100,075,247 |
| RIDGE EMBER | GLACIER VITAL | VQ2POQ55E | ZDFLA | 7.22% | $81,219,017 |
| PATHWAY FOUNDATION HARBOR | SIGNAL ELEMENT | IEKRBV7AT | GZGR | 2.55% | $79,128,190 |
| FOUNDATION FRONTIER LEGACY | HARBOR VECTOR | BXOFE72VF | CPQLT | 5.31% | $82,892,853 |