$128.8M Total AUM
$128.8M Disc. AUM
-- 3Y CAGR
4 Employees
211 ADV. Clients
22 yrs Firm Age
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- Custodian
- Charles Schwab & Company · LPL Financial · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Wave
- Established Date
- 04-01-2004
- Office Locations
- 1
Office Locations
115 West Broadway Avenue Maryville TN
About Quality Financial Concepts
Quality Financial Concepts is an independent Maryville, TN wealth management firm serving families and business owners with retirement planning, investment and insurance guidance, tax preparation, and estate planning. Founded in 1983, the team emphasizes needs-first, tailored advice with no parent-company product constraints or sales quotas.
Team overview
-- AVG AGE
$64.4M AVG AUM / ADVISOR
$610.6K AVG AUM / CLIENT
14.1 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
22yrs Firm Age
Insights
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Asset Classes
Zenith horizon Value Unison frontier
Client Personas
Insight Harbor north
Custodian
Legacy Momentum
Investment Themes
Horizon glacier Crest vital Ember momentum
Investment Vehicles
Atlas harbor
Services
Pioneer zenith Catalyst Ridge Fusion oak Momentum Fusion glacier Summit prime Optima Frontier peak
Technology
Meridian
Owner & Executives
JAMES DOUGLAS HORN
Chief Compliance Officer, Owner / founder, President, Principal
- CRD
- #1721412
- Ownership
- Less than 5%
(368) 723-5062
eagle.pioneer@matrixcapital.com
in linkedin.com/in/prime-optima
Showing 1 of 1 owners & executives
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MICHAEL SHANE SMITH
--
- CRD
- #5980903
(589) 988-8696
pioneer.delta@focuscapital.com
in linkedin.com/in/north-quantum
Showing 1 of 2 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $128,775,037 | $218,263 |
| Non-Discretionary | $66,878 | $13,376 |
| Total | $128,841,915 | $216,541 |
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Separately Managed Accounts
Total SMA Asset: $128,841,915
Public Funds:
18.4% Equity - Exchange:
31.2% Cash:
50.4% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $227,695,687 | 18.4% |
| Equity - Exchange | $386,092,687 | 31.2% |
| Cash | $623,688,186 | 50.4% |
| Total | $1,237,476,560 | 100.0% |