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- Custodian
- TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 01-09-2013
- Office Locations
- 2
Office Locations
About Quantitative Process, LLC
Quantitative Process, LLC is a Charlotte-based advisory firm focused on employer-sponsored retirement plans. They help plan sponsors reduce regulatory burden with guidance, ongoing monitoring and reporting, and participant education aligned with Department of Labor rules. The team includes AIF-designated partners and has been recognized as a Vanguard | Ascensus Elite Advisor (2018–2022). Investment exposure includes public funds and ETFs.
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Client Personas
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Fund Managers
Investment Themes
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Owner & Executives
JOSEPH PATRICK LINDSLEY SR
Advisor, Chief Compliance Officer, Managing Member
- CRD
- #1158076
- Ownership
- 50% but less than 75%
RICHARD PATRICK ROGERS JR
Advisor
- CRD
- #1983378
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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HELEN WEBB GODWIN MS
Advisor, Chief Compliance Officer, Managing Member
- CRD
- #4718883
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $217,362,331 | $27,170,291 |
| Non-Discretionary | $284,752,322 | $1,016,973 |
| Total | $502,114,653 | $1,743,454 |
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Separately Managed Accounts
Total SMA Asset: $502,114,653
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $2,839,760,739 | 47.4% |
| Equity - Exchange | $934,604,800 | 15.6% |
| Cash | $1,186,229,170 | 19.8% |
| Equity - OTC | $1,030,461,703 | 17.2% |
| Total | $5,991,056,412 | 100.0% |