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402 Financial

402 Financial. CRD 331726

402 Financial logo

CRD: 331726

402 Financial

$10.8M Total AUM
$10.8M Disc. AUM
-- 3Y CAGR
2 Employees
24 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Altruist · Charles Schwab & Company · Truist Bank
Clients
Retail
Platforms
Available
Established Date
06-10-2024
Office Locations
1

Office Locations

-- Lincoln NE

About 402 Financial

402 Financial is an independent, fee-only fiduciary RIA in Lincoln, Nebraska focused on retirees and pre-retirees. The firm pairs comprehensive planning (retirement, tax planning, and Social Security claiming) with ongoing investment management, creating cash flow from bond coupons, dividends, and systematic sales—often via ETF-based portfolios. Notably, they can replicate a monthly “paycheck” with direct deposit and tax withholding, using platforms like Altruist, Schwab, and RightCapital.

Team overview

23 AVG AGE
$5.4M AVG AUM / ADVISOR
$448.9K AVG AUM / CLIENT
2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
2yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

C

Christian Duraine Classen

Co-founder, Financial Advisor

CRD
#7331005
Ownership
50% but less than 75%
Available
Available
Available
J

Joseph Fowler

Chief Compliance Officer, Co-founder

CRD
#7470183
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $10,774,791 --
Non-Discretionary $0 --
Total $10,774,791 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Private Funds:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Private Funds Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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