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7 Streets Financial, LLC

7 Streets Financial, LLC. CRD 282577

7 Streets Financial, LLC logo

CRD: 282577

7 Streets Financial, LLC

$88.4M Total AUM
$88.4M Disc. AUM
-- 3Y CAGR
5 Employees
270 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail
Established Date
11-01-2015
Office Locations
1

Office Locations

8372 University AVE SAN Diego CA

About 7 Streets Financial, LLC

7 Streets Financial is a retirement-focused advisory firm serving working professionals, with particular experience helping Fortune 500 employees optimize corporate benefits and employer-sponsored retirement plans. The team builds personalized financial plans with income and tax-efficient strategies and provides ongoing investment management through custom, diversified portfolios that are monitored and adjusted. Operates on the LPL Financial platform.

Reported data analysis

What the numbers show

Between March 31, 2023 and March 27, 2024, reported AUM decreased 3.9%, from $92.0M to $88.4M.

Across 5 reported observations, AUM decreased 26.3% between May 14, 2020 and March 27, 2024, from $120.0M to $88.4M.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 2 advisory representatives and 270 clients, or 135 clients per representative. That equates to $327.4K in reported AUM per client.

The profile lists 1 reported office location and 10 years in operation. The source data was last updated on March 27, 2024. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

45 AVG AGE
$44.2M AVG AUM / ADVISOR
$327.4K AVG AUM / CLIENT
10.9 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
10yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

JOSEPH RAY DUCA

JOSEPH RAY DUCA

Chief Compliance Officer

CRD
#4563712
Ownership
Less than 5%
TRAVIS SHAWN LEWIS

TRAVIS SHAWN LEWIS

Chief Executive Officer

CRD
#4537419
Ownership
Less than 5%

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-14-2020
03-01-2021
03-10-2022
03-31-2023
03-27-2024
Category Assets AVG. Account size
Discretionary $88,400,000 $327,407
Non-Discretionary $0 --
Total $88,400,000 $327,407

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Separately Managed Accounts

SMA allocation detail is available

7 Streets Financial, LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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