This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- LPL Financial
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 11-01-2015
- Office Locations
- 1
Office Locations
About 7 Streets Financial, LLC
7 Streets Financial is a retirement-focused advisory firm serving working professionals, with particular experience helping Fortune 500 employees optimize corporate benefits and employer-sponsored retirement plans. The team builds personalized financial plans with income and tax-efficient strategies and provides ongoing investment management through custom, diversified portfolios that are monitored and adjusted. Operates on the LPL Financial platform.
Reported data analysis
What the numbers show
Between March 31, 2023 and March 27, 2024, reported AUM decreased 3.9%, from $92.0M to $88.4M.
Across 5 reported observations, AUM decreased 26.3% between May 14, 2020 and March 27, 2024, from $120.0M to $88.4M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 270 clients, or 135 clients per representative. That equates to $327.4K in reported AUM per client.
The profile lists 1 reported office location and 10 years in operation. The source data was last updated on March 27, 2024. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review 7 Streets Financial, LLC's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
Unlock the underlying categories and values
The full 7 Streets Financial, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
JOSEPH RAY DUCA
Chief Compliance Officer
- CRD
- #4563712
- Ownership
- Less than 5%
TRAVIS SHAWN LEWIS
Chief Executive Officer
- CRD
- #4537419
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $88,400,000 | $327,407 |
| Non-Discretionary | $0 | -- |
| Total | $88,400,000 | $327,407 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
7 Streets Financial, LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.