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7 Streets Financial, LLC

7 Streets Financial, LLC. CRD 282577

7 Streets Financial, LLC logo

CRD: 282577

7 Streets Financial, LLC

$88.4M Total AUM
$88.4M Disc. AUM
-- 3Y CAGR
5 Employees
270 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
LPL Financial
Clients
Retail
Platforms
Available
Established Date
11-01-2015
Office Locations
1

Office Locations

8372 University AVE SAN Diego CA

About 7 Streets Financial, LLC

7 Streets Financial is a retirement-focused advisory firm serving working professionals, with particular experience helping Fortune 500 employees optimize corporate benefits and employer-sponsored retirement plans. The team builds personalized financial plans with income and tax-efficient strategies and provides ongoing investment management through custom, diversified portfolios that are monitored and adjusted. Operates on the LPL Financial platform.

Team overview

45 AVG AGE
$44.2M AVG AUM / ADVISOR
$327.4K AVG AUM / CLIENT
10.7 yrs AVG TENURE
5 Employees
2 Advisory Reps
2 RIA Reps
10yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JOSEPH RAY DUCA

JOSEPH RAY DUCA

Chief Compliance Officer

CRD
#4563712
Ownership
Less than 5%
Available
Available
Available
TRAVIS SHAWN LEWIS

TRAVIS SHAWN LEWIS

Chief Executive Officer

CRD
#4537419
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-14-2020
03-01-2021
03-10-2022
03-31-2023
03-27-2024
Category Assets AVG. Account size
Discretionary $88,400,000 $327,407
Non-Discretionary $0 --
Total $88,400,000 $327,407

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Total Available Available

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