9
$51.7M Total AUM
$47.9M Disc. AUM
-- 3Y CAGR
3 Employees
96 ADV. Clients
3 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- GlacierEmber prime +more
- Established Date
- 01-30-2023
- Office Locations
- 1
Office Locations
-- Fort Worth TX
About 9I Capital Group LLC
9Innings Capital Group is a Fort Worth, TX fee-only RIA providing comprehensive financial planning and investment planning for individuals and professionals, with a focus on retirement goals and life transitions. The team supports portfolio construction using ETFs and mutual funds and can custody with Charles Schwab. They also publish a firm blog and the 9Innings Podcast.
Team overview
43 AVG AGE
$17.2M AVG AUM / ADVISOR
$539.0K AVG AUM / CLIENT
3.2 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
3yrs Firm Age
Insights
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Asset Classes
Ember focus Quantum insight Signal foundation Value wave Bridge
Client Personas
Atlas
Custodian
North ember Vector horizon Legacy radial Quantum vertex Quantum horizon Alpha
Investment Themes
Vector Signal Vital ridge Vertex
Investment Vehicles
Prime Harbor
Platform
Capital element Crest quantum Radial
Services
Vector Unison Fusion Delta radial Summit Frontier momentum Glacier beacon North momentum Vertex delta
Technology
Pathway Ridge Wave momentum
Owner & Executives
K
KEVIN D THOMPSON
Chief Compliance Officer, Chief Executive Officer, Founder
- CRD
- #5988284
- Ownership
- Less than 5%
(356) 594-8888
frontier.glacier@alphacapital.com
in linkedin.com/in/north-pioneer
Showing 1 of 1 owners & executives
Unlock allContacts
B
BRENDAN RAY FENNO
Investment Advisor
- CRD
- #5944762
(790) 261-3000
crest.focus@foundationcapital.com
in linkedin.com/in/prime-north
L
Lindsey Blair Lee
Investment Advisor
- CRD
- #5988448
(912) 359-7241
catalyst.prime@vectorcapital.com
in linkedin.com/in/alpha-fusion
Showing 2 of 3 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $47,913,329 | -- |
| Non-Discretionary | $3,834,689 | -- |
| Total | $51,748,018 | -- |
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Separately Managed Accounts
Total SMA Asset: $51,748,018
Equity - OTC:
14.7% Public Funds:
20.2% Equity - Exchange:
10.9% Corporate - Investment Grade:
5.5% Cash:
15.1% Other:
10.4% U.S. Government/Agency:
19.1% Other:
4.1% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - OTC | $542,546,127 | 14.7% |
| Public Funds | $745,539,576 | 20.2% |
| Equity - Exchange | $402,296,108 | 10.9% |
| Corporate - Investment Grade | $202,993,449 | 5.5% |
| Cash | $557,309,287 | 15.1% |
| Other | $383,842,158 | 10.4% |
| U.S. Government/Agency | $704,940,886 | 19.1% |
| Other | $151,322,389 | 4.1% |
| Total | $3,690,789,980 | 100.0% |