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Adirondack Research & Management Inc.

Adirondack Research & Management Inc.. CRD 130987

Adirondack Research & Management Inc. logo

CRD: 130987

Adirondack Research & Management Inc.

Guilderland, NY, 12084
5186900470
$126.1M Total AUM
$126.1M Disc. AUM
10.6% 3Y CAGR
4 Employees
85 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Crest deltaOptima radial +more
Established Date
03-01-2004
Office Locations
1

Office Locations

2390 Western Avenue Guilderland NY

About Adirondack Research & Management Inc.

Adirondack Funds (Adirondack Research and Management) has managed the owner-operated, no-load Adirondack Small Cap Fund (ADKSX) since inception in 2005. The strategy targets out-of-favor small-cap value/turnaround companies expected to regain investor support within about three years, across sectors. Managers, trustees, and employees invest alongside shareholders, and the fund has earned Lipper Fund Awards in Small Cap Value.

Team overview

-- AVG AGE
$42.0M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
18.9 yrs AVG TENURE
4 Employees
3 Advisory Reps
0 RIA Reps
22yrs Firm Age

Insights

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Asset Classes

Ember Bridge Harbor vector

Custodian

Meridian foundation Signal Focus Pioneer fusion Vector horizon Quantum summit

Investment Themes

Meridian Element element Atlas

Investment Vehicles

Value

Services

Radial value Foundation Foundation Foundation Capital

Technology

Glacier Eagle fusion Frontier

Owner & Executives

M

MATTHEW PATRICK REINER

Chief Financial Officer

CRD
--
Ownership
50% but less than 75%
(906) 849-5920
beacon.foundation@crestcapital.com
in linkedin.com/in/matrix-crest
G

GREGORY ALEXANDER ROEDER

President, Principal

CRD
--
Ownership
50% but less than 75%
(726) 786-3465
ridge.crest@ridgecapital.com
in linkedin.com/in/vector-vital
U

Unison pioneer

Ridge quantum peak

CRD
#48447
Ownership
13.3%
(975) 915-6668
foundation.meridian@northcapital.com
in linkedin.com/in/atlas-north

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2022
03-29-2023
03-28-2024
03-26-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $126,126,085 $793,246
Non-Discretionary $0 --
Total $126,126,085 $793,246

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Separately Managed Accounts

Total SMA Asset: $74,119,320

$74.1M Total SMA
Equity - Exchange:
20.6%
Corporate - Investment Grade:
14.1%
Cash:
19.4%
U.S. Government/Agency:
21.2%
Public Funds:
9.4%
Equity - OTC:
15.3%
Asset class Assets Assets %
Equity - Exchange $444,303,584 20.6%
Corporate - Investment Grade $304,110,706 14.1%
Cash $418,421,822 19.4%
U.S. Government/Agency $457,244,465 21.2%
Public Funds $202,740,471 9.4%
Equity - OTC $329,992,468 15.3%
Total $2,156,813,516 100.0%

13F Holdings | Q3 2021

Issuer Class Cusip Ticker % Value
CAPITAL OPTIMA FOUNDATION MERIDIAN BEACON PTAO8VISL RNWT 2.31% $19,479,800
RIDGE FRONTIER VERTEX INSIGHT 2KACLSI3K OBA 0.97% $52,166,080
TIMBER NORTH QUANTUM NORTH VALUE 3J74AG5V6 ECKHN 4.24% $117,512,906
MATRIX ELEMENT ALPHA RADIAL ELEMENT QJGA02MDQ TJU 6.96% $90,815,330
WAVE ATLAS FRONTIER ATLAS RMNJ8UW2S MUMXD 6.68% $31,484,394
PRIME RIDGE VALUE QUANTUM LEGACY D3Y7HI9RW MMC 6.95% $73,826,846
EMBER ALPHA SIGNAL OPTIMA HUJLDEM4R SIDL 3.85% $53,783,866
CAPITAL CREST SIGNAL HARBOR BEACON OQP6OGSMA OKD 8.42% $69,151,028

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