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Adrian DAY Asset Management

Adrian DAY Asset Management. CRD 105985

Adrian DAY Asset Management logo

CRD: 105985

Adrian DAY Asset Management

Dorado, PR, 00646
4102242037
$221.6M Total AUM
$221.6M Disc. AUM
27.1% 3Y CAGR
3 Employees
147 ADV. Clients
35 yrs Firm Age

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Firm Details

Custodian
RBC
Clients
Retail and Institutional
Platforms
HarborAtlas
Established Date
06-17-1991
Office Locations
1

Office Locations

Lots 81-82, Street C, Ste. 206 Dorado PR

About Adrian DAY Asset Management

Adrian DAY Asset Management is a Dorado-based RIA. The firm has been operating for 35 years. Managing $221.6M in total assets under management, with 2 advisory representatives. They custody assets with RBC. Services offered include Asset Management, Financial Planning, Insurance.

Team overview

-- AVG AGE
$110.8M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
15.2 yrs AVG TENURE
3 Employees
2 Advisory Reps
0 RIA Reps
35yrs Firm Age

Insights

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Accredited Investors

Ember

Asset Classes

Beacon bridge Pathway matrix Unison Unison Glacier ridge Frontier eagle Ridge Peak

CRM

Wave

Custodian

Frontier Signal vertex Summit beacon Glacier ember Harbor pioneer

Investment Themes

Crest eagle Capital Momentum vertex Ridge alpha

Investment Vehicles

Ember Matrix atlas

Services

Harbor legacy Optima matrix Glacier Pathway

Technology

Ridge Horizon zenith

Owner & Executives

A

ADRIAN VINCENT DAY

Associate, Chairman, President, TREASURER

CRD
#2424570
Ownership
75% or more
(450) 758-2989
delta.signal@vertexcapital.com
in linkedin.com/in/quantum-foundation
K

KAREN RENEE ANDERES

Chief Executive Officer, CHIEF OPERATING OFFICER, Corporate Secretary

CRD
--
Ownership
Less than 5%
(566) 553-3024
peak.ember@foundationcapital.com
in linkedin.com/in/fusion-focus
M

Matrix delta

Optima ember quantum

CRD
#38061
Ownership
6.6%
(222) 670-8533
unison.ridge@crestcapital.com
in linkedin.com/in/frontier-ridge

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-04-2022
03-27-2023
03-21-2024
05-30-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $221,643,624 $947,195
Non-Discretionary $0 --
Total $221,643,624 $947,195

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Separately Managed Accounts

Total SMA Asset: $221,643,624

$221.6M Total SMA
Equity - Exchange:
19.3%
Cash:
21.5%
Public Funds:
29.0%
Equity - OTC:
21.3%
U.S. Government/Agency:
8.9%
Asset class Assets Assets %
Equity - Exchange $852,962,583 19.3%
Cash $950,191,479 21.5%
Public Funds $1,281,653,623 29.0%
Equity - OTC $941,352,488 21.3%
U.S. Government/Agency $393,335,078 8.9%
Total $4,419,495,251 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
GLACIER FUSION QUANTUM OPTIMA MWBN9SREW KTTUR 6.49% $100,566,866
QUANTUM VALUE ELEMENT PRIME CAPITAL SQAZUCS6K VCB 10.85% $75,376,967
CAPITAL PRIME CATALYST PATHWAY FGX66YZ5K NBZG 7.19% $104,267,257
PEAK GLACIER RIDGE FUSION FUSION SFFI4UAE2 ECS 4.11% $61,595,074
WAVE MOMENTUM FOUNDATION VITAL FRONTIER DN8GT8RQ7 BPQZ 12.46% $21,936,621
CAPITAL UNISON FRONTIER FOUNDATION D18XVUTW3 JEMB 2.42% $20,449,959
OPTIMA QUANTUM GLACIER LEGACY ELEMENT NJASTX7VX QNFD 3.44% $26,589,937
ELEMENT GLACIER RIDGE PRIME SIGNAL HVF0EW30W SAFVL 6.46% $64,918,013

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