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- Custodian
- Charles Schwab & Company ยท Interactive Brokers
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 05-30-2013
- Office Locations
- 1
Office Locations
About Advent Capital LLC
Advent Capital LLC is a boutique wealth management firm in Roseville, CA providing comprehensive financial planning for individuals, families, and businesses. Portfolios emphasize diversified allocation using ETFs and fixed income, supported by risk-management tools and a documented 6-step planning process, including a complimentary risk analysis. Typically custodies with Charles Schwab.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 108 clients, or 54 clients per representative. That equates to $616.2K in reported AUM per client.
The profile lists 1 reported office location and 13 years in operation. The source data was last updated on March 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Industry Interests
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Advent Capital LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
MIKUS MERGUPS
Managing Member - Cco, Partner
- CRD
- #4549932
- Ownership
- 50% but less than 75%
KATHRYN ANNE STARBUCK
Managing Member, Partner
- CRD
- #4494337
- Ownership
- 50% but less than 75%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $66,551,027 | -- |
| Non-Discretionary | $0 | -- |
| Total | $66,551,027 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Advent Capital LLC has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.