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Advisor Financial Services, Inc.

Advisor Financial Services, Inc.. CRD 118537

Advisor Financial Services, Inc. logo

CRD: 118537

Advisor Financial Services, Inc.

$62.6M Total AUM
$62.6M Disc. AUM
-- 3Y CAGR
2 Employees
223 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
American Funds ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
02-23-1998
Office Locations
1

Office Locations

1 Taconic PL Chatham NY

About Advisor Financial Services, Inc.

Advisor Financial Services, Inc. is an independent, founder-led RIA providing personalized wealth management, retirement planning, investment strategy, and tax & estate planning for retail clients. Portfolios are equity-oriented with meaningful ETF usage, and the firm custodians include Charles Schwab & Co. Led by fiduciary advisor/CCO David Carl Luck.

Team overview

57 AVG AGE
$62.6M AVG AUM / ADVISOR
$280.8K AVG AUM / CLIENT
8.5 yrs AVG TENURE
2 Employees
1 Advisory Reps
0 RIA Reps
28yrs Firm Age

Insights

Available
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Available
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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DAVID CARL LUCK

DAVID CARL LUCK

Chief Compliance Officer, Founder

CRD
#2633471
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2022
05-24-2023
03-30-2024
06-03-2025
04-01-2026
Category Assets AVG. Account size
Discretionary $62,625,801 $143,967
Non-Discretionary $0 --
Total $62,625,801 $143,967

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - OTC:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - OTC Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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