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- Custodian
- Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 09-03-2020
- Office Locations
- 2
Office Locations
About AEM Asset Management, LLC
AEM Asset Management LLC is a registered investment adviser providing objective, research-driven portfolio construction and investment management tailored to clients’ short- and long-term goals, including entrepreneurs. Portfolios are ETF-centric, with supplemental municipal and U.S. government bond exposure. The firm custodies with Interactive Brokers and uses an Advyzon client portal to securely deliver proprietary research and customized portfolio information.
Team overview
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Owner & Executives
ERIC JASON SCHWARTZ
Managing Member, President
- CRD
- #5879911
- Ownership
- 25% but less than 50%
SUSAN ELIZABETH DUMONT
Chief Compliance Officer
- CRD
- #2346501
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Francis J. DenDulk
Financial Advisor, General Partner
- CRD
- #6885509
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $117,863,935 | $2,619,199 |
| Non-Discretionary | $0 | -- |
| Total | $117,863,935 | $2,619,199 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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