This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Pathway ridgeEmber capital
- Established Date
- 12-16-2021
- Office Locations
- 1
Office Locations
About Alley Company
Alley Company provides private wealth management for individuals and families and offers an “Alley Company Dividend Portfolio” for advisors and institutions. The firm takes a long-term, quality-equity approach—favoring high-quality companies with strong market power and proven management rather than trading. Portfolios are largely implemented with ETFs, with dedicated investment management and compliance leadership.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
STEVEN JAMES ALLEY
FOUNDER, Investment Advisor, President
- CRD
- #1197753
- Ownership
- Less than 5%
STACY CAROL AMBROSINI
Chief Compliance Officer, Managing Director
- CRD
- --
- Ownership
- Less than 5%
Beacon foundation
Fusion eagle vertex
- CRD
- #63265
- Ownership
- 1.8%
Showing 2 of 4 owners & executives
Unlock allContacts
RONALD JAMES D'ANCONA
--
- CRD
- #7816842
JUSTIN RYAN STENDER
--
- CRD
- #3215025
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $907,186,338 | $1,866,639 |
| Non-Discretionary | $0 | -- |
| Total | $907,186,338 | $1,866,639 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $907,186,338
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $217,149,138 | 23.0% |
| Public Funds | $223,758,025 | 23.7% |
| Cash | $260,578,966 | 27.6% |
| U.S. Government/Agency | $242,640,560 | 25.7% |
| Total | $944,126,689 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CAPITAL PEAK BRIDGE | CAPITAL WAVE | OZCI1RNEB | PFF | 11.87% | $44,059,908 |
| BRIDGE FOCUS | WAVE VECTOR | NW4CL8F5V | SBXI | 3.34% | $56,018,295 |
| MOMENTUM DELTA ALPHA | BEACON QUANTUM | 4FC9TN4SX | SQEU | 3.36% | $40,073,194 |
| ZENITH BEACON | WAVE FRONTIER | NXIX3O2HZ | PQU | 7.85% | $88,187,231 |
| LEGACY PRIME FRONTIER | CAPITAL FRONTIER | MUUH7OKGG | UEFJL | 5.08% | $77,961,877 |
| VERTEX WAVE PIONEER | RADIAL PEAK | DT2Z4AN8Z | HXV | 3.42% | $30,035,599 |
| OPTIMA FOCUS | BEACON RIDGE | 0464H14DI | JAKOB | 6.43% | $68,190,607 |
| VERTEX GLACIER FOCUS | EAGLE HARBOR | Y9CPRW6KM | JRN | 10.09% | $70,920,397 |