CRD: 130842
Alpha Planning AND Financial Services, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Eagle
- Established Date
- 04-01-2004
- Office Locations
- 1
Office Locations
About Alpha Planning AND Financial Services, Inc.
Alpha Planning and Financial Services, Inc. is a registered investment adviser providing financial planning and wealth management for individuals and entrepreneurs, with an emphasis on retirement planning, income strategy, and managing sequence-of-returns risk. The firm conducts deep-dive reviews of risk profile, asset allocation, and tax considerations, and primarily implements portfolios using ETFs and public funds, custodied at Schwab.
Team overview
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Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
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Technology
Owner & Executives
Aaron Royce Simpson
Chief Compliance Officer, Investment Advisor, President
- CRD
- #6950543
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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JOHN TAYLOR GOODSON
Associate Financial Advisor
- CRD
- #6248346
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $112,753,128 | $195,075 |
| Non-Discretionary | $0 | -- |
| Total | $112,753,128 | $195,075 |
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Separately Managed Accounts
Total SMA Asset: $112,753,128
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $2,294,776,083 | 40.0% |
| Equity - Exchange | $1,061,333,938 | 18.5% |
| Cash | $631,063,423 | 11.0% |
| Corporate - Investment Grade | $1,749,766,764 | 30.5% |
| Total | $5,736,940,208 | 100.0% |