$3.7M Total AUM
$3.7M Disc. AUM
-- 3Y CAGR
1 Employees
13 ADV. Clients
12 yrs Firm Age
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- Custodian
- Interactive Brokers
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-02-2014
- Office Locations
- 1
Office Locations
-- Lawrence NY
About Alphatheta Capital LLC
AlphaTheta Capital LLC is a Lawrence, NY registered investment adviser led by managing partner Martin M. Herzberg, Ph.D. The firm provides asset management and portfolio allocation services for retail investors, including entrepreneurs, with an emphasis on risk management and ETF-based positioning; it custodies client assets with Interactive Brokers.
Team overview
-- AVG AGE
$3.7M AVG AUM / ADVISOR
$284.6K AVG AUM / CLIENT
0.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
12yrs Firm Age
Insights
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Asset Classes
Ridge Vertex element
Client Personas
Ridge
Investment Themes
Eagle Eagle
Services
Horizon Catalyst unison
Owner & Executives
M
MARTIN HERZBERG
Chief Compliance Officer, Managing Member
- CRD
- #2320346
- Ownership
- 75% or more
(567) 313-3408
optima.eagle@vertexcapital.com
in linkedin.com/in/element-matrix
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,700,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $3,700,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $3,700,000
Equity - Exchange:
29.5% Cash:
28.6% Other:
41.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $722,289,302 | 29.5% |
| Cash | $700,253,357 | 28.6% |
| Other | $1,025,895,652 | 41.9% |
| Total | $2,448,438,311 | 100.0% |