CRD: 135288
American Independent Securities Group, LLC
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- Custodian
- Assetmark · Charles Schwab & Company · RBC
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 08-18-2005
- Office Locations
- 37
Office Locations
About American Independent Securities Group, LLC
American Independent Securities Group (AISG) supports financial professionals with back-office and compliance infrastructure so advisors can focus on clients. The firm emphasizes networking and product support, with portfolio construction and planning that commonly uses ETFs and mutual funds alongside fixed income and select alternatives/insurance solutions. Chief Compliance Officer Sheila Kerbein leads the compliance program.
Reported data analysis
What the numbers show
Between November 6, 2025 and March 31, 2026, reported AUM increased 63.1%, from $604.9M to $986.3M.
Across 5 reported observations, AUM increased 139.3% between March 31, 2022 and March 31, 2026, from $412.2M to $986.3M.
Of the latest reported AUM, 5.4% is discretionary and 94.6% is non-discretionary.
The firm reports 49 advisory representatives and 8,770 clients, or 179 clients per representative. That equates to $112.5K in reported AUM per client.
The profile lists 37 reported office locations and 21 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
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- Client Personas
- CRM
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
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Owner & Executives
RYAN SHANE CARLSON
Chief Executive Officer, Principal
- CRD
- #4209072
- Ownership
- 75% or more
REYHEENA MARIA FAXON
Finop, PRINCIPAL
- CRD
- #4219599
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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LISA MARIE ADAMS
Investment Advisor
- CRD
- #6489237
TRACEE ALANE ADAMS
CFEI, Investment Advisor, Wealth Manager
- CRD
- #5858361
Showing 2 of 54 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $53,629,655 | $156,812 |
| Non-Discretionary | $932,702,352 | $230,696 |
| Total | $986,332,007 | $224,933 |
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Separately Managed Accounts
SMA allocation detail is available
American Independent Securities Group, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.