AdvizorPro
Anchor BAY Capital, Inc.

Anchor BAY Capital, Inc.. CRD 116913

Anchor BAY Capital, Inc. logo

CRD: 116913

Anchor BAY Capital, Inc.

$247.1M Total AUM
$243.4M Disc. AUM
-- 3Y CAGR
6 Employees
190 ADV. Clients
24 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Betterment ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-31-2002
Office Locations
2

Office Locations

17332 Irvine Blvd, Suite 285 Tustin CA
5780 Fleet St. Suite 308 Carlsbad CA

About Anchor BAY Capital, Inc.

Anchor Bay Capital is a California RIA providing financial planning, tax planning and preparation, and complimentary portfolio reviews for individuals and families, including entrepreneurs. The investment approach leans heavily on ETFs and also uses public funds and fixed income. Founder and chief portfolio manager Scott Spiering authored The Frugal Investor. Custody includes Charles Schwab.

Team overview

44 AVG AGE
$49.4M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
5.5 yrs AVG TENURE
6 Employees
5 Advisory Reps
5 RIA Reps
24yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES ROBERT ALLEN

JAMES ROBERT ALLEN

Chief Executive Officer, President, Wealth Advisor

CRD
#1882869
Ownership
25% but less than 50%
Available
Available
Available
MATTHEW WILLIAM LARGE

MATTHEW WILLIAM LARGE

Chief Compliance Officer, Compliance Officer

CRD
#6251338
Ownership
10% but less than 25%
Available
Available
Available

Showing 2 of 3 owners & executives

Unlock all

Contacts

S

Stacey Lynn Buchholtz

Associate Financial Planner

CRD
#7173059
Available
Available
Available
C

Cory Matthew Large

Advisor, Portfolio Analyst, Wealth Strategist

CRD
#7553891
Available
Available
Available

Showing 2 of 7 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-01-2022
08-10-2023
03-26-2024
10-01-2025
03-23-2026
Category Assets AVG. Account size
Discretionary $243,354,000 $1,301,358
Non-Discretionary $3,773,800 $943,450
Total $247,127,800 $1,293,863

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

Continue browsing

View all advisor firms in California

Start a free trial and
prospect smarter