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Ascentis Independent Advisors, LLC

Ascentis Independent Advisors, LLC. CRD 322879

Ascentis Independent Advisors, LLC logo

CRD: 322879

Ascentis Independent Advisors, LLC

$2.1B Total AUM
$2.0B Disc. AUM
56.5% 3Y CAGR
43 Employees
2,815 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · LPL Financial · Pershing · Raymond James · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
08-25-2022
Office Locations
30

Office Locations

100 Fillmore ST, STE 500 Denver CO
1078 Middlefield Trail Brunswick OH
16870 W. Bernardo Dr. Suite 400 SAN Diego CA

About Ascentis Independent Advisors, LLC

Golden State Wealth Management is an SEC-registered RIA built to support independent wealth advisors and their clients. The firm offers flexible affiliation models (fee-only or hybrid), compliance oversight, marketing and technology support, a turnkey asset management program, and an alternative investing platform, plus succession and M&A resources. Multi-custodial with offices nationwide; recognized on Forbes’ Top RIA Firms list for four consecutive years.

Team overview

49 AVG AGE
$53.7M AVG AUM / ADVISOR
$744.2K AVG AUM / CLIENT
2.1 yrs AVG TENURE
43 Employees
39 Advisory Reps
25 RIA Reps
3yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

C

CATHERINE GAYNELL BAILEY

DIRECTOR

CRD
#1121134
Ownership
Less than 5%
Available
Available
Available
PATRICK MICHAEL JEFFS-CATONE

PATRICK MICHAEL JEFFS-CATONE

Chief Compliance Officer, DIRECTOR, Managing Member

CRD
#5738008
Ownership
Less than 5%
Available
Available
Available

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Contacts

M

Mary E. Avella

Financial Advisor, General Partner

CRD
#4317172
Available
Available
Available
H

Heather Mae Rypkema Bjorgaard

--

CRD
#7819458
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-19-2022
08-25-2023
08-08-2024
12-14-2025
06-17-2026
Category Assets AVG. Account size
Discretionary $1,962,928,485 $278,153
Non-Discretionary $131,933,284 $324,160
Total $2,094,861,769 $280,662

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Derivatives:
Available
Cash:
Available
Private Funds:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Derivatives Available Available
Cash Available Available
Private Funds Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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