A
$1.9B Total AUM
$1.8B Disc. AUM
54.5% 3Y CAGR
46 Employees
2,282 ADV. Clients
40 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Insight catalystNorth bridge +more
- Established Date
- 12-04-1985
- Office Locations
- 16
Office Locations
10 E 53rd Street Suite 1400 NEW York NY
10777 W Twain Avenue Suite 225 LAS Vegas NV
122 W. Main Street Aspen CO
About Ashton Thomas Securities, LLC
Ashton Thomas Securities is an independent broker-dealer serving wealth advisors/registered representatives and their retail clients. Formerly Excel Securities (FINRA broker-dealer since 1985), it was acquired by Ashton Thomas, an Arax Investment Partners firm, in 2023. The platform supports brokered transactions and products including private placements, variable life/annuities, mutual funds, REITs and 1031 exchange programs, clearing through Pershing.
Team overview
52 AVG AGE
$71.5M AVG AUM / ADVISOR
$814.9K AVG AUM / CLIENT
4.1 yrs AVG TENURE
46 Employees
26 Advisory Reps
33 RIA Reps
40yrs Firm Age
Insights
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Asset Classes
Element radial Glacier element Unison Vital horizon Vector Prime Prime oak
Client Personas
Insight
Custodian
Value vector Momentum Bridge bridge
Investment Themes
Element Pioneer Vector pioneer Harbor quantum
Investment Vehicles
Summit Quantum Insight
Services
Pioneer Insight Eagle quantum Wave Vital harbor Radial prime Catalyst glacier Value value Summit Ember
Technology
Focus Prime oak Wave horizon
Owner & Executives
K
Kimberly Johnson
Chief Compliance Officer
- CRD
- #5378831
- Ownership
- Less than 5%
(298) 679-7706
legacy.focus@zenithcapital.com
in linkedin.com/in/signal-frontier
K
Kevin Kading
Chief Financial Officer, Controller
- CRD
- #6864477
- Ownership
- Less than 5%
(764) 283-6119
harbor.vital@unisoncapital.com
in linkedin.com/in/bridge-element
I
Insight vital
Glacier fusion summit
- CRD
- #53921
- Ownership
- 4.6%
(905) 611-2930
radial.harbor@frontiercapital.com
in linkedin.com/in/summit-focus
Showing 2 of 4 owners & executives
Unlock allContacts
M
MATTHEW BRUCE ADLER
Financial Advisor
- CRD
- #1021953
(828) 373-7944
timber.momentum@radialcapital.com
in linkedin.com/in/optima-beacon
S
STEPHEN FRANCIS ANDERSON
Principal
- CRD
- #1181095
(938) 235-4049
peak.delta@beaconcapital.com
in linkedin.com/in/delta-legacy
H
Horizon peak
Bridge timber
- CRD
- #83856
(948) 325-7303
pathway.pathway@deltacapital.com
in linkedin.com/in/bridge-unison
Showing 2 of 87 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,801,181,382 | $897,897 |
| Non-Discretionary | $58,470,237 | $211,849 |
| Total | $1,859,651,619 | $814,922 |
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Separately Managed Accounts
Total SMA Asset: $1,859,651,619
Equity - Exchange:
14.9% Public Funds:
11.2% Cash:
12.5% U.S. Government/Agency:
16.6% Corporate - Investment Grade:
13.7% Derivatives:
11.8% Equity - OTC:
5.4% Other:
13.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $244,636,796 | 14.9% |
| Public Funds | $183,888,062 | 11.2% |
| Cash | $205,232,212 | 12.5% |
| U.S. Government/Agency | $272,548,377 | 16.6% |
| Corporate - Investment Grade | $224,934,504 | 13.7% |
| Derivatives | $193,739,208 | 11.8% |
| Equity - OTC | $88,660,315 | 5.4% |
| Other | $228,218,219 | 13.9% |
| Total | $1,641,857,693 | 100.0% |
13F Holdings | Q4 2025
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VITAL VITAL | SIGNAL INSIGHT | PPE1XTKS0 | YRGX | 7.08% | $68,762,025 |
| MATRIX OAK | BEACON UNISON | 5KYMNJJFM | QZVG | 11.43% | $1,246,956 |
| SUMMIT MERIDIAN MOMENTUM | EMBER VECTOR | 7MSC78EPN | YWY | 7.02% | $65,823,166 |
| BRIDGE WAVE | RIDGE PATHWAY | OOD862YWJ | VBQLW | 9.37% | $70,889,556 |
| ALPHA BRIDGE | SIGNAL HARBOR | BZD783KBS | OFE | 6.54% | $61,581,904 |
| HORIZON VITAL | VERTEX WAVE | VIOFFF7YB | NJV | 3.79% | $16,514,998 |
| RIDGE VALUE FUSION | FRONTIER VECTOR | NRY47KFW4 | IHI | 11.12% | $26,572,232 |
| MATRIX SUMMIT VECTOR | BRIDGE PATHWAY | HNUXYPTLZ | GLV | 6.21% | $24,302,348 |