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Aspen Capital Management, LLC

Aspen Capital Management, LLC. CRD 119050

Aspen Capital Management, LLC logo

CRD: 119050

Aspen Capital Management, LLC

Boise, ID, 83702
2083450174
$1.3B Total AUM
$1.3B Disc. AUM
-- 3Y CAGR
12 Employees
475 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
08-19-2004
Office Locations
1

Office Locations

101 S Capitol Blvd Suite 610 Boise ID

About Aspen Capital Management, LLC

Aspen Capital Management is an independent, fee-only RIA based in Boise serving clients nationwide. The firm provides comprehensive financial planning alongside disciplined, long-term investment management, coordinating advice across all assets and account types. Clients tend to be busy, goal-oriented individuals and families seeking objective guidance. Custody relationships include Schwab and Fidelity.

Team overview

41 AVG AGE
$148.7M AVG AUM / ADVISOR
$2.8M AVG AUM / CLIENT
4.3 yrs AVG TENURE
12 Employees
9 Advisory Reps
9 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Focus optima Peak

Client Personas

Vector

Custodian

Delta fusion Pathway Glacier meridian Momentum

Investment Themes

Delta Glacier Timber foundation Oak

Investment Vehicles

Meridian timber

Platform

North insight Frontier wave

Services

Value Element Timber delta Momentum Vertex north Vertex focus Radial

Owner & Executives

MIKE SEAN MERS

MIKE SEAN MERS

Chief Executive Officer, Founder

CRD
#4505065
Ownership
75% or more
(205) 760-9679
delta.vector@bridgecapital.com
in linkedin.com/in/glacier-element
RACHEL ANNE LYSNE

RACHEL ANNE LYSNE

Chief Compliance Officer, Director Of Operations

CRD
#7014862
Ownership
5% but less than 10%
(862) 496-3638
horizon.value@horizoncapital.com
in linkedin.com/in/prime-alpha
C

Capital north

Vital wave summit

CRD
#69916
Ownership
17.1%
(384) 593-2001
wave.pathway@signalcapital.com
in linkedin.com/in/atlas-foundation

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Contacts

M

Maranda Kailey Barnhart

--

CRD
#7552814
(720) 552-4741
signal.peak@glaciercapital.com
in linkedin.com/in/pathway-pioneer
Nathan Ross Burman

Nathan Ross Burman

Operations Associate

CRD
#7645264
(299) 270-3693
oak.frontier@horizoncapital.com
in linkedin.com/in/frontier-wave
F

Fusion legacy

Prime capital

CRD
#65417
(309) 486-3255
frontier.horizon@wavecapital.com
in linkedin.com/in/timber-oak

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-24-2022
12-07-2023
11-28-2024
11-21-2025
02-24-2026
Category Assets AVG. Account size
Discretionary $1,337,145,536 $883,187
Non-Discretionary $1,139,739 $284,935
Total $1,338,285,275 $881,611

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Separately Managed Accounts

Total SMA Asset: $1,338,285,275

$1.3B Total SMA
Public Funds:
13.4%
Equity - Exchange:
20.8%
Cash:
32.5%
Equity - OTC:
24.5%
Municipal Bonds:
8.8%
Asset class Assets Assets %
Public Funds $668,142,144 13.4%
Equity - Exchange $1,037,116,164 20.8%
Cash $1,620,494,007 32.5%
Equity - OTC $1,221,603,174 24.5%
Municipal Bonds $438,779,916 8.8%
Total $4,986,135,405 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
BEACON EAGLE NORTH FOCUS UNISON 42MA2X5SY GMRK 10.90% $67,311,205
OPTIMA VECTOR RIDGE RADIAL CATALYST ORWISZPL6 CLFJB 6.87% $25,210,010
WAVE ATLAS VERTEX ALPHA TIMBER E8I9LIVRP CKK 1.98% $76,108,816
NORTH GLACIER HARBOR GLACIER FO3YW1312 GMKUV 1.33% $8,528,804
SUMMIT EMBER VECTOR TIMBER QUANTUM TIOUZ5BNS BAHPM 5.89% $77,032,470
RADIAL FOUNDATION UNISON UNISON MKR1NG2KA STJHZ 8.64% $28,810,622
QUANTUM SUMMIT FUSION MERIDIAN 2L0I27S10 KOJH 6.60% $66,323,212
PEAK CAPITAL EMBER NORTH AZ0YBHOFT LIMM 10.82% $60,955,851

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