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Assetgrade, LLC

Assetgrade, LLC. CRD 168779

Assetgrade, LLC logo

CRD: 168779

Assetgrade, LLC

$337.7M Total AUM
$337.7M Disc. AUM
-- 3Y CAGR
3 Employees
171 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท JP Morgan
Clients
Retail and Institutional
Platforms
Available
Established Date
09-30-2013
Office Locations
3

Office Locations

1001 Founders ROW Suite 103 Greensboro GA
200 South Wacker Dr. Suite 3100 Chicago IL
ONE Boston Place 201 Washington, Suite 2600 Boston MA

About Assetgrade, LLC

AssetGrade is a fee-only, fiduciary RIA providing holistic financial planning and portfolio management for high-earning professionals ("HENRYs"), the working wealthy, and small business owners/executives. Portfolios are customized and tax-aware, built primarily with best-in-class mutual funds and ETFs using a long-term allocation approach, selective passive/active exposure, and disciplined rebalancing. Client assets are custodied at Fidelity, and the team includes CFA/CFP professionals.

Team overview

54 AVG AGE
$112.6M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
11 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
12yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

SUSAN LYNN POWERS

SUSAN LYNN POWERS

Chief Compliance Officer, Owner, Partner

CRD
#3047408
Ownership
25% but less than 50%
Available
Available
Available
KATHERINE W HENNESSY

KATHERINE W HENNESSY

Owner, Partner

CRD
#4616759
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

PATRICK R COTE

PATRICK R COTE

Founding Partner

CRD
#5189191
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-25-2022
05-03-2023
04-08-2024
03-26-2025
03-04-2026
Category Assets AVG. Account size
Discretionary $337,720,606 $456,997
Non-Discretionary $0 --
Total $337,720,606 $456,997

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Private Funds:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Private Funds Available Available
Municipal Bonds Available Available
Total Available Available

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