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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 06-21-1983
- Office Locations
- 1
Office Locations
About Aufman Associates INC
Aufman Associates is a fee-only, fiduciary RIA providing ongoing, comprehensive financial planning and wealth management, focused on simplifying clients’ financial affairs and guiding wealth accumulation, preservation, and distribution through a disciplined investment process. The firm limits relationships so principals manage clients directly, and it custodies assets with Charles Schwab.
Reported data analysis
What the numbers show
Between March 28, 2025 and March 30, 2026, reported AUM increased 12.5%, from $863.2M to $971.5M.
Across 5 reported observations, AUM increased 10.9% between March 30, 2022 and March 30, 2026, from $875.7M to $971.5M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 3 advisory representatives and 245 clients, or 81.7 clients per representative. That equates to $4.0M in reported AUM per client.
The profile lists 1 reported office location and 43 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Aufman Associates INC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
EDWARD B AUFMAN
Associate, President
- CRD
- #4703405
- Ownership
- 50% but less than 75%
WILLIAM J GAFFEY
Chief Compliance Officer, VICE PRESIDENT
- CRD
- #4610801
- Ownership
- 25% but less than 50%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $971,506,728 | $3,901,633 |
| Non-Discretionary | $0 | -- |
| Total | $971,506,728 | $3,901,633 |
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Separately Managed Accounts
SMA allocation detail is available
Aufman Associates INC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Aufman Associates INC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.