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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Frontier foundation
- Established Date
- 06-21-1983
- Office Locations
- 1
Office Locations
About Aufman Associates INC
Aufman Associates is a fee-only, fiduciary RIA providing ongoing, comprehensive financial planning and wealth management, focused on simplifying clients’ financial affairs and guiding wealth accumulation, preservation, and distribution through a disciplined investment process. The firm limits relationships so principals manage clients directly, and it custodies assets with Charles Schwab.
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Owner & Executives
EDWARD B AUFMAN
Associate, President
- CRD
- #4703405
- Ownership
- 50% but less than 75%
WILLIAM J GAFFEY
Chief Compliance Officer, VICE PRESIDENT
- CRD
- #4610801
- Ownership
- 25% but less than 50%
Harbor quantum
Quantum zenith glacier
- CRD
- #70138
- Ownership
- 42.4%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $971,506,728 | $3,901,633 |
| Non-Discretionary | $0 | -- |
| Total | $971,506,728 | $3,901,633 |
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Separately Managed Accounts
Total SMA Asset: $971,506,728
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $752,547,241 | 21.2% |
| Equity - Exchange | $1,448,298,464 | 40.8% |
| Cash | $603,457,693 | 17.0% |
| Other | $745,447,740 | 21.0% |
| Total | $3,549,751,138 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| QUANTUM WAVE PRIME | CATALYST INSIGHT | 1S9BGRG4U | XWB | 10.09% | $16,987,256 |
| FUSION ZENITH | FOUNDATION VERTEX | EWCGEZMZJ | NDC | 4.42% | $16,571,974 |
| PEAK FOCUS NORTH | SUMMIT MOMENTUM | FUXL88MD7 | YOOW | 4.61% | $29,933,569 |
| HORIZON FOCUS BRIDGE | CREST FOUNDATION | L1Z51BYII | XLJMY | 5.50% | $98,527,970 |
| HORIZON TIMBER | PIONEER FRONTIER | 3AC9X43EI | GHQMX | 6.25% | $2,406,839 |
| RADIAL HARBOR ZENITH | RIDGE DELTA | PPTDHG50G | JNISP | 3.03% | $94,036,196 |
| UNISON VITAL EAGLE | SUMMIT FRONTIER | 35NKFMMYE | UDIY | 12.50% | $17,272,026 |
| TIMBER GLACIER | CATALYST VECTOR | ZXCB8MCJ8 | RMT | 4.10% | $89,071,925 |