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- Custodian
- Charles Schwab & Company · Pershing · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 07-20-1981
- Office Locations
- 167
Office Locations
About Ausdal Financial Partners, Inc.
Ausdal Financial Partners is an advisor- and employee-owned independent broker-dealer and RIA that supports experienced financial professionals, primarily in the Midwest. The firm provides a partnership model with tools and support spanning financial planning, portfolio construction, asset management, and insurance/tax/retirement needs, with implementation across mutual funds and ETFs. Custody options include Charles Schwab and Pershing.
Reported data analysis
What the numbers show
Between September 4, 2025 and April 13, 2026, reported AUM increased 74.9%, from $2.1B to $3.7B.
Across 5 reported observations, AUM increased 123.9% between December 22, 2022 and April 13, 2026, from $1.7B to $3.7B.
Of the latest reported AUM, 93.3% is discretionary and 6.7% is non-discretionary.
The firm reports 168 advisory representatives and 17,237 clients, or 102.6 clients per representative. That equates to $216.6K in reported AUM per client.
The profile lists 167 reported office locations and 45 years in operation. The source data was last updated on April 13, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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AdvizorPro subscribers can review Ausdal Financial Partners, Inc.'s detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Ausdal Financial Partners, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
IVANA MARCELLA SHUMBERG
Finop
- CRD
- #3167225
- Ownership
- Less than 5%
JAMES JEFFERSON SIMPSON
Chief Executive Officer
- CRD
- #2204191
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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JOSEPH G ALAGNA
Chairman, Chief Executive Officer
- CRD
- #2250374
PAUL GRAHAM ALBERTS
Associate
- CRD
- #1343591
Showing 2 of 294 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,483,309,941 | $221,163 |
| Non-Discretionary | $250,003,999 | $304,141 |
| Total | $3,733,313,940 | $225,278 |
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Separately Managed Accounts
SMA allocation detail is available
Ausdal Financial Partners, Inc. has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q1 2026
Review the latest reported holdings
Ausdal Financial Partners, Inc.'s 13F holdings detail is available for Q1 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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