This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Pershing · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 07-20-1981
- Office Locations
- 166
Office Locations
About Ausdal Financial Partners, Inc.
Ausdal Financial Partners is an advisor- and employee-owned independent broker-dealer and RIA that supports experienced financial professionals, primarily in the Midwest. The firm provides a partnership model with tools and support spanning financial planning, portfolio construction, asset management, and insurance/tax/retirement needs, with implementation across mutual funds and ETFs. Custody options include Charles Schwab and Pershing.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
IVANA MARCELLA SHUMBERG
Finop
- CRD
- #3167225
- Ownership
- Less than 5%
JAMES JEFFERSON SIMPSON
Chief Executive Officer
- CRD
- #2204191
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
Unlock allContacts
JOSEPH G ALAGNA
Chairman, Chief Executive Officer
- CRD
- #2250374
PAUL GRAHAM ALBERTS
Associate
- CRD
- #1343591
Showing 2 of 293 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,483,309,941 | $221,163 |
| Non-Discretionary | $250,003,999 | $304,141 |
| Total | $3,733,313,940 | $225,278 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Other | Available | Available |
| Private Funds | Available | Available |
| Equity - OTC | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing