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Request a Free TrialFirm Details
- Custodian
- RBC
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 05-01-1997
- Office Locations
- 28
Office Locations
About B.b. Graham & Company, Inc.
B.B. Graham & Co., Inc. is a broker/dealer and investment advisory firm focused on supporting independent financial advisors. The platform offers multiple affiliation models including commission, fee-based advisory, and hybrid arrangements, plus insurance and securities capabilities. Investment activity skews heavily to ETFs, and the firm lists RBC as a custodian.
Reported data analysis
What the numbers show
Between November 13, 2025 and March 23, 2026, reported AUM increased 64.0%, from $196.1M to $321.7M.
Across 5 reported observations, AUM decreased 0.1% between July 6, 2022 and March 23, 2026, from $322.0M to $321.7M.
Of the latest reported AUM, 54.9% is discretionary and 45.1% is non-discretionary.
The firm reports 32 advisory representatives and 427 clients, or 13.3 clients per representative. That equates to $753.3K in reported AUM per client.
The profile lists 28 reported office locations and 29 years in operation. The source data was last updated on March 23, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full B.b. Graham & Company, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
BRUCE EDWIN GRAHAM
Chief Executive Officer, Chief Financial Officer, Finop, President
- CRD
- #2563258
- Ownership
- 75% or more
JOHN WAYNE BETTFREUND JR
Chief Compliance Officer
- CRD
- #1448436
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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DAVID FERRIS ABOUD
Broker, Chief Financial Officer, DIRECTOR, EXECUTIVE VICE PRESIDENT
- CRD
- #1545223
SHARON KAYE ADAMS
--
- CRD
- #1180907
Showing 2 of 83 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $176,584,090 | $764,433 |
| Non-Discretionary | $145,066,282 | $740,134 |
| Total | $321,650,372 | $753,280 |
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Separately Managed Accounts
SMA allocation detail is available
B.b. Graham & Company, Inc. has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.