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B. Riley Wealth Advisors, Inc.

B. Riley Wealth Advisors, Inc.. CRD 115927

B. Riley Wealth Advisors, Inc. logo

CRD: 115927

B. Riley Wealth Advisors, Inc.

$4.2B Total AUM
$2.8B Disc. AUM
-11.4% 3Y CAGR
268 Employees
10,613 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Assetmark · Broadridge · Charles Schwab & Company · Fidelity/NFS · Wells Fargo
Clients
Retail and Institutional
Platforms
Available
Established Date
03-08-1997
Office Locations
97

Office Locations

1 Promenade Street Building 1, Suite 202 Bluffton SC
1 Tower Lane Suite 2225 Oakbrook Terrace IL
10 Broad Street Suite # 303a RED Bank NJ

About B. Riley Wealth Advisors, Inc.

B. Riley Wealth Advisors, Inc. is a Memphis-based RIA with 97 offices. The firm has been operating for 29 years. Managing $4.2B in total assets under management, with 172 advisory representatives. They custody assets with Assetmark and Broadridge.

Team overview

52 AVG AGE
$24.5M AVG AUM / ADVISOR
$396.8K AVG AUM / CLIENT
7.1 yrs AVG TENURE
268 Employees
172 Advisory Reps
172 RIA Reps
29yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

A

AGOSTON STEPHEN HORVATH

--

CRD
#4197884
Ownership
Less than 5%
Available
Available
Available
MICHAEL ANTHONY MULLEN

MICHAEL ANTHONY MULLEN

Chief Executive Officer, Managing Member

CRD
#1428116
Ownership
Less than 5%
Available
Available
Available

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Contacts

M

MICHAEL JOSEPH ALLAN

Financial Advisor

CRD
#1257882
Available
Available
Available
SCOTT EDWARD ANDERSON

SCOTT EDWARD ANDERSON

Senior Vice President, Investments, Financial Advisor

CRD
#4050337
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-29-2022
09-15-2023
09-05-2024
10-20-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $2,793,394,985 $391,067
Non-Discretionary $1,418,236,097 $413,480
Total $4,211,631,082 $398,338

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Corporate - Non-Investment Grade:
Available
Private Funds:
Available
Municipal Bonds:
Available
Other:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Corporate - Non-Investment Grade Available Available
Private Funds Available Available
Municipal Bonds Available Available
Other Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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