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B. Riley Wealth Advisors, Inc.

B. Riley Wealth Advisors, Inc.. CRD 115927

B. Riley Wealth Advisors, Inc. logo

CRD: 115927

B. Riley Wealth Advisors, Inc.

$4.2B Total AUM
$2.8B Disc. AUM
-11.4% 3Y CAGR
268 Employees
10,613 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Assetmark · Broadridge · Charles Schwab & Company · Fidelity/NFS · Wells Fargo
Clients
Retail and Institutional
Established Date
03-08-1997
Office Locations
94

Office Locations

1 Promenade Street Building 1, Suite 202 Bluffton SC
10 Post Office Square Suite 600 Boston MA
101 Cedar Lane Suite 301 Teaneck NJ

About B. Riley Wealth Advisors, Inc.

B. Riley Wealth Advisors, Inc. is a Memphis-based RIA with 94 offices. The firm has been operating for 29 years. Managing $4.2B in total assets under management, with 172 advisory representatives. They custody assets with Assetmark and Broadridge.

Reported data analysis

What the numbers show

Between October 20, 2025 and March 31, 2026, reported AUM decreased 40.1%, from $7.0B to $4.2B.

Across 5 reported observations, AUM decreased 35.2% between August 29, 2022 and March 31, 2026, from $6.5B to $4.2B.

Of the latest reported AUM, 66.3% is discretionary and 33.7% is non-discretionary.

The firm reports 172 advisory representatives and 10,613 clients, or 61.7 clients per representative. That equates to $396.8K in reported AUM per client.

The profile lists 94 reported office locations and 29 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

52 AVG AGE
$24.5M AVG AUM / ADVISOR
$396.8K AVG AUM / CLIENT
7.2 yrs AVG TENURE
268 Employees
172 Advisory Reps
172 RIA Reps
29yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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The full B. Riley Wealth Advisors, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.

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Owner & Executives

A

AGOSTON STEPHEN HORVATH

--

CRD
#4197884
Ownership
Less than 5%
MICHAEL ANTHONY MULLEN

MICHAEL ANTHONY MULLEN

Chief Executive Officer, Managing Member

CRD
#1428116
Ownership
Less than 5%

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Contacts

M

MICHAEL JOSEPH ALLAN

Financial Advisor

CRD
#1257882
Scott e Anderson

Scott e Anderson

Senior Vice President, Investments, Financial Advisor

CRD
#4050337

Showing 2 of 170 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-29-2022
09-15-2023
09-05-2024
10-20-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $2,793,394,985 $391,067
Non-Discretionary $1,418,236,097 $413,480
Total $4,211,631,082 $398,338

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Separately Managed Accounts

SMA allocation detail is available

B. Riley Wealth Advisors, Inc. has reported separately managed account data across 8 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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B. Riley Wealth Advisors, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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