CRD: 110113
Bailey & Associates Investment Mgt. AND Financial Planning LLC
$32.0M Total AUM
$32.0M Disc. AUM
-- 3Y CAGR
1 Employees
30 ADV. Clients
20 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Beacon
- Established Date
- 11-29-2005
- Office Locations
- 1
Office Locations
-- Columbia SC
About Bailey & Associates Investment Mgt. AND Financial Planning LLC
Bailey & Associates Investment Mgt. and Financial Planning LLC is a Columbia, SC–based RIA providing investment management and financial planning, including estate and tax planning, insurance, and business succession support. The firm works with individuals such as business owners and constructs portfolios with a strong ETF orientation, with custody through Charles Schwab & Co.
Team overview
-- AVG AGE
$32.0M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
13 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
20yrs Firm Age
Insights
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Asset Classes
Meridian Element oak
Client Personas
North alpha
Custodian
Catalyst Matrix unison
Investment Themes
Timber
Investment Vehicles
North prime
Platform
Harbor north
Services
Ember Summit North horizon Optima bridge Vector Element ridge Bridge horizon Fusion
Technology
Value ember
Owner & Executives
D
DELTON OVID BAILEY
Investment Advisor
- CRD
- #4356511
- Ownership
- 75% or more
(267) 532-5778
catalyst.legacy@crestcapital.com
in linkedin.com/in/timber-momentum
P
PATRICIA (NONE) BAILEY
Chief Compliance Officer, Vice President
- CRD
- #4499582
- Ownership
- Less than 5%
(726) 898-9656
focus.harbor@vertexcapital.com
in linkedin.com/in/peak-delta
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $31,981,004 | $140,625 |
| Non-Discretionary | $35,818 | -- |
| Total | $32,016,822 | $140,625 |
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Separately Managed Accounts
Total SMA Asset: $32,016,822
Equity - Exchange:
16.3% Cash:
16.1% Corporate - Investment Grade:
12.2% Equity - OTC:
10.8% Municipal Bonds:
24.5% U.S. Government/Agency:
20.1% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $413,178,094 | 16.3% |
| Cash | $408,108,424 | 16.1% |
| Corporate - Investment Grade | $309,249,862 | 12.2% |
| Equity - OTC | $273,762,173 | 10.8% |
| Municipal Bonds | $621,034,558 | 24.5% |
| U.S. Government/Agency | $509,501,820 | 20.1% |
| Total | $2,534,834,931 | 100.0% |