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Bales Financial Advisors, INC

Bales Financial Advisors, INC. CRD 309477

Bales Financial Advisors, INC logo

CRD: 309477

Bales Financial Advisors, INC

$51.1M Total AUM
$51.1M Disc. AUM
-- 3Y CAGR
2 Employees
270 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail
Platforms
Available
Established Date
07-02-2020
Office Locations
1

Office Locations

212 Webb Street Suite 101 Cumming GA

About Bales Financial Advisors, INC

Bales Financial Advisors (Bales Financial Group) is a Georgia-registered RIA focused on retirement-oriented financial planning. The team works one-on-one with clients in Georgia and beyond on financial, legacy, and retirement income planning, investments, and insurance. Portfolios emphasize asset allocation and risk management, often implemented with ETFs and mutual funds, with custody through Schwab and Fidelity. The firm also hosts local educational workshops.

Team overview

-- AVG AGE
$25.6M AVG AUM / ADVISOR
$189.3K AVG AUM / CLIENT
4.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
6yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

M

Mark Steven Anglin

Chief Compliance Officer, Financial Advisor, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member

CRD
#7054988
Ownership
50% but less than 75%
Available
Available
Available
D

DWIGHT DAVID BALES

Chief Executive Officer, Chief Financial Officer

CRD
--
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

J

Joseph Luke Martin

Financial Advisor, General Partner

CRD
#7904918
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $51,123,562 --
Non-Discretionary $0 --
Total $51,123,562 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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