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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- PathwayElement capital
- Established Date
- 07-28-2023
- Office Locations
- 2
Office Locations
About Bass Rocks, LLC / Bass Rocks Asset Management
Bass Rocks Asset Management offers options-based investment strategies focused on risk-adjusted returns, cash flow, and long-term growth. The firm seeks to capture the implied volatility risk premium to generate cash flow while mitigating risk, with applications ranging from enhancing equity cash flow to diversifying fixed income and adding a liquid, transparent sleeve to alternative allocations. Client focus includes foundations/nonprofits, pension plans, and high-net-worth individuals.
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Owner & Executives
MATTHEW KELMON
Chief Compliance Officer, Managing Member
- CRD
- #2320890
- Ownership
- 75% or more
Nicholas Tognoli
Co-founder
- CRD
- #8109408
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
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Alec Joffre Smidt
--
- CRD
- #8258712
Showing 1 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $16,300,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $16,300,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $16,300,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $821,054,296 | 17.1% |
| Cash | $1,272,394,084 | 26.5% |
| Derivatives | $1,550,880,337 | 32.3% |
| Public Funds | $1,157,158,394 | 24.1% |
| Total | $4,801,487,111 | 100.0% |