CRD: 327710
Bass Rocks, LLC / Bass Rocks Asset Management
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 07-28-2023
- Office Locations
- 2
Office Locations
About Bass Rocks, LLC / Bass Rocks Asset Management
Bass Rocks Asset Management offers options-based investment strategies focused on risk-adjusted returns, cash flow, and long-term growth. The firm seeks to capture the implied volatility risk premium to generate cash flow while mitigating risk, with applications ranging from enhancing equity cash flow to diversifying fixed income and adding a liquid, transparent sleeve to alternative allocations. Client focus includes foundations/nonprofits, pension plans, and high-net-worth individuals.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 3 advisory representatives and 27 clients, or 9 clients per representative. That equates to $603.7K in reported AUM per client.
The profile lists 2 reported office locations and 3 years in operation. The source data was last updated on May 29, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review Bass Rocks, LLC / Bass Rocks Asset Management's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Accredited Investors
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
Unlock the underlying categories and values
The full Bass Rocks, LLC / Bass Rocks Asset Management record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
MATTHEW KELMON
Chief Compliance Officer, Managing Member
- CRD
- #2320890
- Ownership
- 75% or more
Nicholas Tognoli
Co-founder
- CRD
- #8109408
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
Unlock allContacts
Alec Joffre Smidt
--
- CRD
- #8258712
Showing 1 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $16,300,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $16,300,000 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
Bass Rocks, LLC / Bass Rocks Asset Management has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.