CRD: 116515
Bates Financial Advisors, Inc.
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- Custodian
- Altruist · American Funds · Fidelity/NFS · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 05-24-1998
- Office Locations
- 3
Office Locations
About Bates Financial Advisors, Inc.
Bates Financial Advisors is a long-tenured financial planning and investment advisory firm serving individuals and business owners. The team provides comprehensive planning, portfolio construction, and insurance/estate planning coordination alongside outside CPAs, attorneys, and trust officers. Their investment approach is fundamental and value-oriented, avoiding fads, and is implemented primarily with mutual funds and ETFs.
Team overview
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Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
GEORGE ERNEST BATES
Chief Compliance Officer, Founder, President
- CRD
- #14642
- Ownership
- 75% or more
CAROL EVELINE BATES
Founder, Secretary
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Matthew Douglas Bates
--
- CRD
- #8175351
JOHN WILLIAM WIMBISCUS
--
- CRD
- #2771598
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $438,219,609 | $346,145 |
| Non-Discretionary | $992,143 | $141,735 |
| Total | $439,211,752 | $345,021 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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