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Battery Global Advisors, LLC

Battery Global Advisors, LLC. CRD 158508

Battery Global Advisors, LLC logo

CRD: 158508

Battery Global Advisors, LLC

Boston, MA, 02110
6179483800
$8.4B Total AUM
$3.6B Disc. AUM
-- 3Y CAGR
38 Employees
142 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Raymond James
Clients
Retail and Institutional
Platforms
CrestAtlas +more
Established Date
04-01-2011
Office Locations
1

Office Locations

260 Franklin Street Suite 1510 Boston MA

About Battery Global Advisors, LLC

Battery Global Advisors is a Boston-based RIA delivering institutional-style family office wealth management for venture capital/private equity executives and technology entrepreneurs. Portfolios use ETFs, mutual funds, and SMAs, complemented by private funds offering access to alternatives including real estate, private equity, hedge funds, and specialty strategies. Team integrates investment management with tax and estate planning; custody includes Fidelity/NFS.

Team overview

29 AVG AGE
$697.9M AVG AUM / ADVISOR
$59.0M AVG AUM / CLIENT
10.3 yrs AVG TENURE
38 Employees
12 Advisory Reps
0 RIA Reps
15yrs Firm Age

Insights

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Asset Classes

Element Ember Bridge delta Crest atlas Delta peak Focus Horizon unison Foundation Momentum catalyst

Client Personas

Bridge

Custodian

Unison value North Vertex atlas Ridge eagle Fusion Eagle signal Harbor Frontier meridian Foundation ember Beacon catalyst Wave horizon

Investment Themes

Quantum Wave Oak Matrix Vector ridge

Investment Vehicles

Horizon meridian North zenith

Platform

Vital beacon

Services

Catalyst Legacy north Optima vector Pioneer Zenith summit Ridge Vertex Optima vital

Technology

Capital Unison Oak delta

Owner & Executives

JOHN MICHAEL O'CONNOR

JOHN MICHAEL O'CONNOR

Chief Executive Officer, Chief Investment Officer, DIRECTOR, Manager

CRD
--
Ownership
25% but less than 50%
(396) 246-2112
vital.eagle@deltacapital.com
in linkedin.com/in/timber-timber
DANIEL LOUIS BURNS

DANIEL LOUIS BURNS

Chief Compliance Officer, Chief Financial Officer

CRD
--
Ownership
5% but less than 10%
(853) 416-5159
fusion.crest@vertexcapital.com
in linkedin.com/in/quantum-fusion
G

Glacier delta

Timber alpha

CRD
#19394
Ownership
35.7%
(342) 265-5444
quantum.peak@signalcapital.com
in linkedin.com/in/radial-pathway

Showing 2 of 10 owners & executives

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Contacts

T

Tom Ballantyne

Investment Advisory Board

CRD
--
(738) 386-2928
legacy.quantum@summitcapital.com
in linkedin.com/in/frontier-value
P

PHILIP LINDSEY BULLEN

Advisor, DIRECTOR, Investment Advisor

CRD
--
(693) 951-3100
wave.momentum@legacycapital.com
in linkedin.com/in/timber-peak
H

Harbor element

Fusion eagle

CRD
#10410
(257) 931-9092
capital.insight@primecapital.com
in linkedin.com/in/catalyst-vital

Showing 2 of 19 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-01-2022
11-21-2023
07-02-2024
07-02-2025
06-30-2026
Category Assets AVG. Account size
Discretionary $3,619,300,000 $40,214,444
Non-Discretionary $4,755,000,000 $91,442,308
Total $8,374,300,000 $58,973,944

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Separately Managed Accounts

Total SMA Asset: $5,137,400,000

$5.1B Total SMA
Equity - Exchange:
19.6%
Private Funds:
4.7%
Cash:
4.7%
Other:
14.3%
Municipal Bonds:
15.3%
Public Funds:
17.8%
Equity - OTC:
5.7%
Other:
17.9%
Asset class Assets Assets %
Equity - Exchange $655,113,139 19.6%
Private Funds $157,093,457 4.7%
Cash $157,093,457 4.7%
Other $477,965,198 14.3%
Municipal Bonds $511,389,338 15.3%
Public Funds $594,949,687 17.8%
Equity - OTC $190,517,596 5.7%
Other $598,292,100 17.9%
Total $3,342,413,972 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
QUANTUM INSIGHT EMBER MATRIX 5RIP1SEX3 WGD 2.09% $100,203,870
VITAL VALUE ZENITH QUANTUM DELTA 3YOQNH1AN NQN 7.07% $114,997,799
ZENITH MOMENTUM BRIDGE WAVE MERIDIAN GVJS8KS71 WHTNB 3.32% $42,379,460
EAGLE FRONTIER HARBOR VALUE HARBOR D59J66DIC QIZZO 5.24% $119,831,013
INSIGHT NORTH EMBER LEGACY CAPITAL KSXS6C6L1 PYMI 6.88% $53,894,504
PIONEER CREST VITAL SUMMIT HHTLM5XZK AVHCT 11.46% $89,189,246
EAGLE VALUE MOMENTUM VECTOR WTM6HP93U FTUS 6.28% $102,127,405
FUSION DELTA DELTA VECTOR NY87AZHTW GSWD 8.07% $67,892,581

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