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- Custodian
- --
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 10-06-1999
- Office Locations
- 1
Office Locations
About Bauer Financial Services, Inc.
Bauer Financial Services, Inc. provides independent analysis and ratings of U.S. banks and credit unions, serving bankers/boards and deposit & CD investors who want added confidence in institution strength. The firm publishes regular research on loan quality and bank M&A trends based on FDIC data, and is noted for long-standing use by regulators. Public filings show its advisory portfolios are primarily ETFs and cash. Trusted since 1983.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 67 clients, or 67 clients per representative. That equates to $316.0K in reported AUM per client.
The profile lists 1 reported office location and 27 years in operation. The source data was last updated on January 23, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- CRM
- Custodian
- Industry Interests
- Platform
- Services
- Technology
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The full Bauer Financial Services, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
THOMAS CHARLES BAUER
Owner, President
- CRD
- #4548728
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $21,168,955 | -- |
| Non-Discretionary | $0 | -- |
| Total | $21,168,955 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Bauer Financial Services, Inc. has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.