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- Custodian
- --
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-22-1985
- Office Locations
- 2
Office Locations
About Benjamin Securities, Inc.
Benjamin Securities is an independent, veteran-owned boutique combining wealth management with investment banking. Its team of RIAs and brokers builds bespoke portfolios for individuals and advises private and public issuers on domestic and cross-border listings, uplistings, and dual listings. The investment approach emphasizes capital markets strategy with ETF-centric allocations and complementary fixed income; custody includes Interactive Brokers and RBC.
Reported data analysis
What the numbers show
Between September 29, 2025 and October 1, 2026, reported AUM increased 17.4%, from $33.6M to $39.5M.
Across 5 reported observations, AUM increased 21.7% between November 16, 2022 and October 1, 2026, from $32.4M to $39.5M.
Of the latest reported AUM, 82.3% is discretionary and 17.7% is non-discretionary.
The firm reports 3 advisory representatives and 65 clients, or 21.7 clients per representative. That equates to $607.2K in reported AUM per client.
The profile lists 2 reported office locations and 41 years in operation. The source data was last updated on October 1, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
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Owner & Executives
WILLIAM THOMAS BAKER
Advisor, Chief Compliance Officer, Chief Executive Officer, President
- CRD
- #1804430
- Ownership
- Less than 5%
THOMAS WILLIAM LAUNDRIE
VICE PRESIDENT
- CRD
- #1207021
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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CATHARINE CHANDLER
Investment Advisor Representative
- CRD
- #6108673
S. CRAIG COGNETTI
PARTNER
- CRD
- #5281594
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $32,496,529 | $524,138 |
| Non-Discretionary | $6,969,788 | $2,323,263 |
| Total | $39,466,317 | $607,174 |
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Separately Managed Accounts
SMA allocation detail is available
Benjamin Securities, Inc. has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.