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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 05-01-2020
- Office Locations
- 10
Office Locations
About Berger Financial Group
Berger Financial Group provides wealth management and financial planning that integrates personalized investment strategy with in-house tax expertise. The team is employee-owned via an ESOP and includes six CPAs, supporting tax-aware portfolio construction across ETFs, mutual funds, and fixed income; investment work is informed by a Bloomberg terminal. Operates across retail and institutional channels, with Schwab as a key custodian.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
NEIL MATTHEW BROZEN
President
- CRD
- --
- Ownership
- 50% but less than 75%
NICHOLAS ROBERT ASMUS
Chief Executive Officer
- CRD
- #4658905
- Ownership
- 10% but less than 25%
Showing 2 of 9 owners & executives
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Nicholas A Albert
Arizona Office Manager
- CRD
- #6782102
Kristin Anderson
Paraplanner
- CRD
- #8186077
Showing 2 of 50 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $2,948,862,004 | $264,733 |
| Non-Discretionary | $0 | -- |
| Total | $2,948,862,004 | $264,733 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Other | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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