This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Focus capitalLegacy
- Established Date
- 03-20-1987
- Office Locations
- 56
Office Locations
About BOK Financial Securities, Inc.
BOK Financial Securities, a subsidiary of BOK Financial Corp., provides institutional fixed-income portfolio management and investment banking, including underwriting, trading, and financial advisory services for public and private entities. Licensed in all 50 states, the team delivers risk/return assessments, advanced portfolio strategies, and seamless execution, with access to new-issue securities and robust secondary trading in a product-agnostic approach.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Brett Alan Dean
President
- CRD
- #1716141
- Ownership
- Less than 5%
Catherine Joanne Dodson
Chief Financial Officer, Finop, Vice President
- CRD
- #6857597
- Ownership
- Less than 5%
Beacon momentum
Foundation wave
- CRD
- #25000
- Ownership
- 2.3%
Showing 2 of 9 owners & executives
Unlock allContacts
Benjamin Harrison Adler
Systems Analyst
- CRD
- #6711129
Jeremy Aguilar
--
- CRD
- #5661201
Optima ridge
Crest crest
- CRD
- #43241
Showing 2 of 304 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $519,906,561 | $200,272 |
| Non-Discretionary | $538,115,207 | $733,127 |
| Total | $1,058,021,768 | $317,724 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $1,058,021,768
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,038,320,788 | 58.6% |
| Equity - Exchange | $249,834,865 | 14.1% |
| Cash | $483,722,824 | 27.3% |
| Total | $1,771,878,477 | 100.0% |