CRD: 17530
BOK Financial Securities, Inc.
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- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-20-1987
- Office Locations
- 52
Office Locations
About BOK Financial Securities, Inc.
BOK Financial Securities, a subsidiary of BOK Financial Corp., provides institutional fixed-income portfolio management and investment banking, including underwriting, trading, and financial advisory services for public and private entities. Licensed in all 50 states, the team delivers risk/return assessments, advanced portfolio strategies, and seamless execution, with access to new-issue securities and robust secondary trading in a product-agnostic approach.
Reported data analysis
What the numbers show
Between June 16, 2025 and March 31, 2026, reported AUM increased 26.6%, from $835.6M to $1.1B.
Across 5 reported observations, AUM increased 10.2% between November 18, 2022 and March 31, 2026, from $959.8M to $1.1B.
Of the latest reported AUM, 49.1% is discretionary and 50.9% is non-discretionary.
The firm reports 142 advisory representatives and 3,334 clients, or 23.5 clients per representative. That equates to $317.3K in reported AUM per client.
The profile lists 52 reported office locations and 39 years in operation. The source data was last updated on March 31, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
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- Client Personas
- Custodian
- Investment Themes
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- Platform
- Services
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Owner & Executives
Brett Alan Dean
President
- CRD
- #1716141
- Ownership
- Less than 5%
Catherine Joanne Dodson
Chief Financial Officer, Finop, Vice President
- CRD
- #6857597
- Ownership
- Less than 5%
Showing 2 of 14 owners & executives
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Benjamin Harrison Adler
Systems Analyst
- CRD
- #6711129
Jeremy Aguilar
--
- CRD
- #5661201
Showing 2 of 302 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $519,906,561 | $200,272 |
| Non-Discretionary | $538,115,207 | $733,127 |
| Total | $1,058,021,768 | $317,724 |
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Separately Managed Accounts
SMA allocation detail is available
BOK Financial Securities, Inc. has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.