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Breakwater Capital Group

Breakwater Capital Group. CRD 321097

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CRD: 321097

Breakwater Capital Group

$1.0B Total AUM
$1.0B Disc. AUM
48.1% 3Y CAGR
4 Employees
382 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Capital Group · Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Established Date
05-19-2022
Office Locations
3

Office Locations

140 E. Ridgewood Avenue Suite 415 Paramus NJ
3 Allied Drive Suite 303 Dedham MA
3832 Tennyson Street Suite C Denver CO

About Breakwater Capital Group

Breakwater Capital Group is an independent, fee-only fiduciary RIA providing high-touch wealth management for individuals and families. The firm combines investment management with comprehensive planning, including tax, retirement, estate/legacy, college, and life-event support such as divorce planning. Employee- and family-owned with offices in New Jersey, Massachusetts, and Colorado, serving clients nationwide.

Reported data analysis

What the numbers show

Between October 16, 2025 and July 24, 2026, reported AUM increased 20.8%, from $843.4M to $1.0B.

Across 5 reported observations, AUM increased 369.7% between December 14, 2022 and July 24, 2026, from $217.0M to $1.0B.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 4 advisory representatives and 382 clients, or 95.5 clients per representative. That equates to $2.7M in reported AUM per client.

The profile lists 3 reported office locations and 4 years in operation. The source data was last updated on July 24, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$254.8M AVG AUM / ADVISOR
$2.7M AVG AUM / CLIENT
3 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
4yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • CRM
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

JEFFREY CRAIG HANSON

JEFFREY CRAIG HANSON

Chief Investment Officer, Financial Advisor, General Partner, President

CRD
#4388385
Ownership
Less than 5%
THOMAS JEREMIAH MULLEN

THOMAS JEREMIAH MULLEN

Advisor, Chief Compliance Officer

CRD
#4386056
Ownership
Less than 5%

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Contacts

MADELINE ROSE BARCONI

MADELINE ROSE BARCONI

Financial Advisor, General Partner

CRD
#6571205
J

JAMES M. FONZI

Analyst, Lead Trader

CRD
#6918806

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-14-2022
08-29-2023
12-09-2024
10-16-2025
07-24-2026
Category Assets AVG. Account size
Discretionary $1,019,176,972 $762,857
Non-Discretionary $0 --
Total $1,019,176,972 $762,857

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Separately Managed Accounts

SMA allocation detail is available

Breakwater Capital Group has reported separately managed account data across 10 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Breakwater Capital Group's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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