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- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 01-02-2018
- Office Locations
- 1
Office Locations
About Briggs Financial Inc.
Briggs Financial Inc. is a retail RIA providing financial planning (retirement, tax, estate and insurance planning) alongside investment management with portfolios largely implemented using ETFs and public funds. The firm is founder-led and publishes the weekly “Money is Personal” podcast (5‑star iTunes rated), a notable platform for client education and distribution visibility. Custody includes Charles Schwab.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 148 clients, or 74 clients per representative. That equates to $351.4K in reported AUM per client.
The profile lists 1 reported office location and 8 years in operation. The source data was last updated on January 20, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
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The full Briggs Financial Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
Steven Thomas Briggs
Advisor, Chief Compliance Officer, Chief Executive Officer
- CRD
- #6567788
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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SHAWN R BLOCK
Financial Planner
- CRD
- #7267319
Showing 1 of 2 contacts
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $52,000,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $52,000,000 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Briggs Financial Inc. has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.