CRD: 291747
Brindle & BAY Financial Advisors, LLC
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- Custodian
- Altruist · Charles Schwab & Company · Truist Bank
- Clients
- Retail
- Platforms
- Matrix optima
- Established Date
- 03-06-2018
- Office Locations
- 2
Office Locations
About Brindle & BAY Financial Advisors, LLC
Brindle & Bay Financial Advisors, LLC is a fiduciary planning and investment team focused on families retiring within ~10 years, building retirement income plans and proactive tax strategies to help make work optional. Portfolios center on diversified asset allocation using ETFs and mutual funds. The firm charges an asset-based advisory fee plus a one-time planning setup, and typically serves clients through one dedicated team; custody includes Schwab and Altruist.
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Owner & Executives
Nicolas Dale Davis
Chief Compliance Officer, Financial Planner, Managing Member
- CRD
- #6627447
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Andrew John Bencivenga
--
- CRD
- #7293159
TORI CHRISTINE TEN HAGEN
Financial Planner
- CRD
- #7606463
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $184,800,000 | $294,737 |
| Non-Discretionary | $0 | -- |
| Total | $184,800,000 | $294,737 |
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Separately Managed Accounts
Total SMA Asset: $184,800,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $843,908,681 | 13.0% |
| Equity - Exchange | $3,128,953,724 | 48.2% |
| Cash | $2,518,742,831 | 38.8% |
| Total | $6,491,605,236 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| HARBOR PIONEER PATHWAY | CAPITAL BRIDGE | UQMP5EO1O | HEES | 10.35% | $32,285,441 |
| ZENITH CATALYST | VITAL WAVE | C9DNNBGAC | XNB | 6.66% | $56,133,544 |
| SIGNAL OAK | PATHWAY UNISON | 3Z2BV3SE9 | NSWLN | 6.66% | $44,573,708 |
| HARBOR ATLAS | CREST PEAK | UQ5MF42YG | CSY | 5.46% | $117,745,393 |
| EAGLE BEACON VERTEX | EMBER FUSION | UBJ557X8C | PFNB | 8.26% | $89,914,768 |
| ELEMENT GLACIER | FRONTIER SIGNAL | BP8UH1MRI | TAW | 11.11% | $8,016,526 |
| RIDGE PIONEER | OAK MERIDIAN | 9X3V2D83M | AGFG | 11.08% | $109,799,570 |
| CREST CATALYST VITAL | GLACIER NORTH | U0S877YZI | CVEV | 8.54% | $57,137,510 |