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- Custodian
- Pershing ยท Prudential
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 06-25-2004
- Office Locations
- 1
Office Locations
About Brook Capital
Brook Capital is an independently owned, full-service wealth advisory firm providing personalized financial planning and unbiased investment advice. The firm emphasizes long-term stewardship and portfolio construction, commonly using ETFs and mutual funds in asset-allocation strategies. It serves retail and institutional relationships, with Pershing and Prudential among key custodians.
Reported data analysis
What the numbers show
Between May 1, 2025 and July 28, 2026, reported AUM increased 10.5%, from $256.4M to $283.3M.
Across 5 reported observations, AUM increased 36.3% between February 3, 2022 and July 28, 2026, from $207.8M to $283.3M.
Of the latest reported AUM, 47.7% is discretionary and 52.3% is non-discretionary.
The firm reports 4 advisory representatives and 631 clients, or 157.8 clients per representative. That equates to $449.0K in reported AUM per client.
The profile lists 1 reported office location and 22 years in operation. The source data was last updated on July 28, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Industry Interests
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Brook Capital record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
Ramu Ramiah
Investment Advisor, President
- CRD
- #2284958
- Ownership
- 75% or more
LETHA JOSEPH
Chief Compliance Officer, COMPLIANCE OFFICER, Secretary, Vice President
- CRD
- --
- Ownership
- 10% but less than 25%
Showing 2 of 3 owners & executives
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Jason Scott Visner
Financial Advisor
- CRD
- #5853689
Dalton James Weyandt
Client Services Associate
- CRD
- #7436334
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $135,006,836 | $141,221 |
| Non-Discretionary | $148,301,054 | $277,717 |
| Total | $283,307,890 | $190,140 |
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Separately Managed Accounts
SMA allocation detail is available
Brook Capital has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Brook Capital's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.