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Brooker Wealth Management

Brooker Wealth Management. CRD 105437

B

CRD: 105437

Brooker Wealth Management

$136.4M Total AUM
$136.4M Disc. AUM
-36.3% 3Y CAGR
10 Employees
57 ADV. Clients
43 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
07-15-1983
Office Locations
2

Office Locations

2633 Camino Ramon Suite 452 SAN Ramon CA
7677 Oakport Street Suite 300 Oakland CA

About Brooker Wealth Management

Brooker Wealth Management is an independent, SEC-registered, fee-only fiduciary RIA founded in 1983. It delivers comprehensive wealth management (goal-based financial planning, retirement, tax-efficient wealth distribution, estate and insurance/risk reviews) alongside investment management of globally diversified, balanced portfolios. The approach emphasizes risk management, valuations and fundamentals, disciplined rebalancing, tax efficiency, and avoiding market timing; custody includes Schwab.

Team overview

32 AVG AGE
$27.3M AVG AUM / ADVISOR
$2.4M AVG AUM / CLIENT
7.1 yrs AVG TENURE
10 Employees
5 Advisory Reps
5 RIA Reps
43yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

L

LARRY M. JAKUBOWITZ

President

CRD
--
Ownership
75% or more
Available
Available
Available
ANDREW MICHAEL NEVIN

ANDREW MICHAEL NEVIN

Chief Compliance Officer, Founder and Chartered Financial Consultant

CRD
#3177326
Ownership
Less than 5%
Available
Available
Available

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Contacts

SAMSON KAM LONG CHAN

SAMSON KAM LONG CHAN

Founder

CRD
#3095348
Available
Available
Available
S

SCOTT PATRICK KELLEY

--

CRD
#2143826
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-01-2022
03-02-2023
03-12-2024
08-19-2025
02-18-2026
Category Assets AVG. Account size
Discretionary $136,383,187 $940,574
Non-Discretionary $0 --
Total $136,383,187 $940,574

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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