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Brooker Wealth Management

Brooker Wealth Management. CRD 105437

B

CRD: 105437

Brooker Wealth Management

$136.4M Total AUM
$136.4M Disc. AUM
-31.9% 3Y CAGR
10 Employees
57 ADV. Clients
43 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Established Date
07-15-1983
Office Locations
2

Office Locations

2633 Camino Ramon Suite 452 SAN Ramon CA
7677 Oakport Street Suite 300 Oakland CA

About Brooker Wealth Management

Brooker Wealth Management is an independent, SEC-registered, fee-only fiduciary RIA founded in 1983. It delivers comprehensive wealth management (goal-based financial planning, retirement, tax-efficient wealth distribution, estate and insurance/risk reviews) alongside investment management of globally diversified, balanced portfolios. The approach emphasizes risk management, valuations and fundamentals, disciplined rebalancing, tax efficiency, and avoiding market timing; custody includes Schwab.

Reported data analysis

What the numbers show

Between August 19, 2025 and August 19, 2026, reported AUM decreased 77.0%, from $592.4M to $136.4M.

Across 5 reported observations, AUM decreased 75.9% between September 1, 2022 and August 19, 2026, from $566.7M to $136.4M.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 5 advisory representatives and 57 clients, or 11.4 clients per representative. That equates to $2.4M in reported AUM per client.

The profile lists 2 reported office locations and 43 years in operation. The source data was last updated on August 19, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

32 AVG AGE
$27.3M AVG AUM / ADVISOR
$2.4M AVG AUM / CLIENT
7.2 yrs AVG TENURE
10 Employees
5 Advisory Reps
5 RIA Reps
43yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • CRM
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

L

LARRY M. JAKUBOWITZ

President

CRD
--
Ownership
75% or more
ANDREW MICHAEL NEVIN

ANDREW MICHAEL NEVIN

Chief Compliance Officer, Founder and Chartered Financial Consultant

CRD
#3177326
Ownership
Less than 5%

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Contacts

SAMSON KAM LONG CHAN

SAMSON KAM LONG CHAN

Founder

CRD
#3095348
SCOTT PATRICK KELLEY

SCOTT PATRICK KELLEY

Founder; Chartered Financial Consultant

CRD
#2143826

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-01-2022
03-02-2023
03-12-2024
08-19-2025
08-19-2026
Category Assets AVG. Account size
Discretionary $136,383,187 $940,574
Non-Discretionary $0 --
Total $136,383,187 $940,574

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Separately Managed Accounts

SMA allocation detail is available

Brooker Wealth Management has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Brooker Wealth Management's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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