B
CRD: 105716
Brooks, Moore & Associates, Inc.
$348.9M Total AUM
$342.4M Disc. AUM
9.4% 3Y CAGR
5 Employees
177 ADV. Clients
40 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท Regions Bank
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-10-1986
- Office Locations
- 1
Office Locations
3905 Saint Elmo Ave. Chattanooga TN
About Brooks, Moore & Associates, Inc.
Brooks, Moore & Associates, Inc. is a Chattanooga, TN wealth management firm serving retail and institutional clients, including entrepreneurs. The team provides financial planning, portfolio construction, insurance and retirement plan support, with asset-allocation portfolios built largely with ETFs and mutual funds across equities and fixed income. Custody includes Charles Schwab.
Team overview
27 AVG AGE
$116.3M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
17.5 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
40yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
RICHARD LOGAN MOORE
Managing Director
- CRD
- #1822214
- Ownership
- 50% but less than 75%
Available
Available
Available
J
JAY WILLIAM BROOKS
Managing Director
- CRD
- #4343684
- Ownership
- 25% but less than 50%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $342,428,106 | $989,677 |
| Non-Discretionary | $6,432,964 | $3,216,482 |
| Total | $348,861,070 | $1,002,474 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Cash:
Available Corporate - Investment Grade:
Available U.S. Government/Agency:
Available Municipal Bonds:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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